Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfredo Eric ManzanarezCapital AnalystsAmeriprise Financial Services, Inc.10-28-2014
Anthony Craig HauensteinRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-26-2015
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy VernonLPL Financial LLC LLCAmeriprise Financial Services, Inc.$21710-26-2018
Bret Alexander HambyVinoble GroupAmeriprise Financial Services, Inc.05-23-2019
Brian Jeoffrey MunsonWaddell & ReedAmeriprise Financial Services, Inc.12-21-2016
Brian Matthew JohnsonVinoble GroupAmeriprise Financial Services, Inc.05-28-2019
Brian Richard DoughtyLPL Financial LLCAmeriprise Financial Services, Inc.12-20-2010
Brian Richard MohoricVinoble GroupAmeriprise Financial Services, Inc.05-23-2019
Charles D KerKestra Investment Services, LLCAmeriprise Financial Services, Inc.08-28-2015
Chase Rolland MunozRainier Capital Investments LLCAmeriprise Financial Services, Inc.08-16-2019
Chelsea Annette JohnsonUBS Financial Services Inc.Ameriprise Financial Services, Inc.07-24-2015
Cherylee Ann ChapmanSecurian Financial Services, Inc.Ameriprise Financial Services, Inc.$25008-22-2016
Craig James Isamu TasaChase Investment Services Corp.Ameriprise Financial Services, Inc.$10009-08-2009
Dana Marie FerrellUBS Financial Services Inc.Ameriprise Financial Services, Inc.$25007-29-2015
David Lee KarpanEdward JonesAmeriprise Financial Services, Inc.$11008-30-2019
David R. UhlmannSynergos AdvisoryAmeriprise Financial Services, Inc.07-24-2019
David Shane ParkerLPL Financial LLCAmeriprise Financial Services, Inc.$10012-20-2010
Deborah Jean DodsonWaddell & ReedAmeriprise Financial Services, Inc.$25006-15-2012
Donald Wade SteffinsEdward JonesAmeriprise Financial Services, Inc.$10011-02-2012
Douglas Lee FeyereisenChase Investment Services Corp.Ameriprise Financial Services, Inc.$10010-01-2010
Eric Arthur JohnsonCommonwealth Financial NetworkAmeriprise Financial Services, Inc.01-24-2014
ERIC F MCGINNISPacific Asset Management, LLCAmeriprise Financial Services, Inc.01-13-2015
Gene E. Foley Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$50006-13-2016
Homer Scoville Smith IVIntegrated Wealth Concepts LLCAmeriprise Financial Services, Inc.11-13-2019
Homer Scoville Smith IV1st Global Capital Corp.Ameriprise Financial Services, Inc.$25004-01-2010
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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