Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam J AusloosAdviceWorks Wealth Advisors LLCAmeriprise Financial Services, Inc.07-20-2016
Adam Ryan PetersSecurities America, Inc.Ameriprise Financial Services, Inc.10-10-2019
Adam Scott HuebnerNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.04-15-2015
Alexis Lin BrownLandaas & CompanyAmeriprise Financial Services, Inc.$50009-14-2009
Amanda Marie GausewitzSecurities America, Inc.Ameriprise Financial Services, Inc.$10010-10-2019
Aris George BofilesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$25003-13-2015
Arnold Bruce KuhsAXA Advisors, LLCAmeriprise Financial Services, Inc.$50011-06-2013
Brandy Lynn DebrouxMorgan StanleyAmeriprise Financial Services, Inc.06-19-2014
Brian James KochLPL Financial LLCAmeriprise Financial Services, Inc.$10008-29-2014
Buzz MintonLPL Financial LLC LLCAmeriprise Financial Services, Inc.$7211-06-2015
Carol Ann Mcneill-SkorupanLPL Financial LLCAmeriprise Financial Services, Inc.10-03-2014
Christa Liane Rubenzer SchonscheckWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.10-17-2018
Craig Eldon SchnuelleSII Investments, Inc.Ameriprise Financial Services, Inc.10-05-2011
Dale Connor WroblewskiRobert W. Baird & Co. IncorporatedAmeriprise Financial Services, Inc.02-12-2014
Dane Lee KlintworthLPL Financial LLCAmeriprise Financial Services, Inc.$10012-19-2012
Daniel Stephen GuhlNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.10-15-2013
David Anthony KlapatchSII Investments, Inc.Ameriprise Financial Services, Inc.02-26-2010
David Emery MulderSagePoint Financial, Inc.Ameriprise Financial Services, Inc.02-13-2015
David Harvey SteflCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.03-28-2018
Debrah OelkeUBS Financial Services Inc. Inc.Ameriprise Financial Services, Inc.$11901-13-2017
Eileen Renee MenacherInvestment Centers of America, Inc.Ameriprise Financial Services, Inc.$10010-13-2010
Eric Phillip AdlerCoordinated Capital Securities, Inc.Ameriprise Financial Services, Inc.01-16-2018
Eric R. MartzahlMorgan StanleyAmeriprise Financial Services, Inc.09-16-2019
Halsted Donald KnutsonLPL Financial LLCAmeriprise Financial Services, Inc.06-28-2016
Heather Ann JohnsonChase Investment Services Corp.Ameriprise Financial Services, Inc.05-01-2009
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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