Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly Ann CarsonSCF Securities, Inc.Ameriprise Financial Services, Inc.06-18-2018
Marshall K. JacksonPruco Securities, LLC.Ameriprise Financial Services, Inc.06-22-2018
Barbara Jean HedblomRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$10006-27-2018
Scott Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, Inc.07-05-2018
Joseph Anthony MurtoCetera Advisors LLCAmeriprise Financial Services, Inc.$10007-06-2018
David William BarrellBarrell Investment Group, Inc.Ameriprise Financial Services, Inc.07-06-2018
Gregory Alan JacobsonNational Securities CorporationAmeriprise Financial Services, Inc.$2507-09-2018
Eric A SwansonU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.07-09-2018
Scot Gilbert SinklerStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10007-10-2018
Kevin Francis DegabrielCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1007-13-2018
Michael Joseph MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
William Joseph AmatuzzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
Sarah J. ContinoCAM Investor SolutionsAmeriprise Financial Services, Inc.07-13-2018
Nick Victor Gergov Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-13-2018
Bill Amatuzzo, Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$12007-16-2018
Richard Wyman Howells Jr.Raymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5007-16-2018
Christopher Daniel RylanderRylander RichterAmeriprise Financial Services, Inc.07-16-2018
Jason Francis RichterRylander RichterAmeriprise Financial Services, Inc.07-16-2018
Jason Eugene BowrenVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.07-17-2018
Daniel Joseph KakachPrudential Customer Solutions LLCAmeriprise Financial Services, Inc.07-20-2018
Bruce Blase PalenGreat Lakes Wealth, LLCAmeriprise Financial Services, Inc.07-21-2018
Eric Steven SparlingMoney Concepts Capital CorpAmeriprise Financial Services, Inc.$15007-23-2018
Michael Daniel CioccaLPL Financial LLCAmeriprise Financial Services, Inc.07-24-2018
Alexander William CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-24-2018
John W DemeoEdward JonesAmeriprise Financial Services, Inc.07-27-2018
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Showing 1 to 25 of 242 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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