Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Brian GirardRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$25005-29-2019
Arthur Charles Gonsalves IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
Richard R KnuthSantander Securities LLCAmeriprise Financial Services, Inc.05-22-2019
Martin Ray EvansWestern International Securities, Inc.Ameriprise Financial Services, Inc.$50005-16-2019
Stephen J. MinconeKestra Investment Services, LLCAmeriprise Financial Services, Inc.03-22-2019
Christopher Paul CalabroLPL Financial LLCAmeriprise Financial Services, Inc.03-04-2019
Calvin R. KongMorgan StanleyAmeriprise Financial Services, Inc.$14110-26-2018
Marshall Ira DumontMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$25012-10-2018
Andrew Henry RadziwonKovack Securities Inc.Ameriprise Financial Services, Inc.12-07-2018
Jennifer Lynn Krieger RadziwonKovack Securities Inc.Ameriprise Financial Services, Inc.12-06-2018
Paul Joseph CarranoLPL Financial LLCAmeriprise Financial Services, Inc.$50012-03-2018
Marcy Rose, Joseph SorannoMorgan StanleyAmeriprise Financial Services, Inc.$18507-07-2018
Mali Gittel PerlCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10011-26-2018
Max DeanPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10011-26-2018
Richard P JohnsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-26-2018
Debra Feaser, Michael EisenbraunEdward JonesAmeriprise Financial Services, Inc.$21511-02-2018
Travis Edward KellmanNext Financial Group, Inc.Ameriprise Financial Services, Inc.09-28-2018
Gregory MantoAxa AdvisorsAmeriprise Financial Services, Inc.$5808-10-2018
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
Christopher Eric GrandySagePoint Financial, Inc.Ameriprise Financial Services, Inc.07-26-2018
Kevin Francis DegabrielCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10007-13-2018
Michael Joseph MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
William Joseph AmatuzzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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