Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Michael FerauloAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$2511-15-2018
Henry Charles Kochan Jr.APW Capital, Inc.Ameriprise Financial Services, Inc.$5001-08-2019
Jeffrey Richard FiehlerArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Joseph Benjamin StrikeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Sarah Beth Hartmann BurkemperArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Thomas Andrew BurkeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
David William BarrellBarrell Investment Group, Inc.Ameriprise Financial Services, Inc.07-06-2018
Peter Mark DearcangelisBB&T Securities, LLCAmeriprise Financial Services, Inc.$1,00003-21-2019
Victor Joseph HensonBerthel, Fisher & Company Financial Services, Inc.Ameriprise Financial Services, Inc.$10004-17-2019
Alexis Mikhail-Hirahara BuchholzBFG Wealth Management LLCAmeriprise Financial Services, Inc.01-03-2019
Sarah Jo ContinoCAM Investor SolutionsAmeriprise Financial Services, Inc.07-13-2018
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Richard Edward MarekCapital AnalystsAmeriprise Financial Services, Inc.10-02-2018
Steven W LundquistCentaurus Financial, Inc.Ameriprise Financial Services, Inc.$612-19-2018
Mark John TaylorCetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-01-2018
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$110-12-2018
Joseph Anthony MurtoCetera Advisors LLCAmeriprise Financial Services, Inc.$10007-06-2018
Leroy Leslie Franck IIICetera Financial Specialists LLCAmeriprise Financial Services, Inc.10-04-2018
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, Inc.$108-27-2018
Robert Soren LarsenClient One Securities LLCAmeriprise Financial Services, Inc.$2504-01-2019
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$106-14-2019
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$2505-31-2019
Richard Charles HagopianCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2501-18-2019
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Showing 1 to 25 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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