Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rakesh BhartiSigma Financial CorporationAmeriprise Financial Services, Inc.$2504-12-2019
Jennifer B. MatthewsMcNaughton Wealth Management, LLCAmeriprise Financial Services, Inc.04-10-2019
Jerry Leon GruberProgress Alliance Investment ServicesAmeriprise Financial Services, Inc.04-08-2019
Jeffry Francis AxePruco Securities, LLC.Ameriprise Financial Services, Inc.04-08-2019
Robert Soren LarsenClient One Securities LLCAmeriprise Financial Services, Inc.$2504-01-2019
David Matthew BenningLogan Park Wealth ManagementAmeriprise Financial Services, Inc.03-29-2019
Jeffery James SuttonLogan Park Wealth ManagementAmeriprise Financial Services, Inc.03-29-2019
William Patrick MulvahillEssential WealthAmeriprise Financial Services, Inc.03-28-2019
Kristina Rae CummingsPrestige Wealth ManagementAmeriprise Financial Services, Inc.03-26-2019
Peter Mark DearcangelisBB&T Securities, LLCAmeriprise Financial Services, Inc.$1,00003-21-2019
Hilton J. Kelly Jr.Capital Design Private Wealth LLCAmeriprise Financial Services, Inc.03-20-2019
Andre N. LaplanteCapital Design Private Wealth LLCAmeriprise Financial Services, Inc.03-20-2019
Jason N. GlazierEdward JonesAmeriprise Financial Services, Inc.03-15-2019
Antonio Rafael RosadoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$1003-14-2019
Jesse SellPrevail Financial Partners, LLCAmeriprise Financial Services, Inc.03-01-2019
Michael Bonevento, James Costabile and Craig LadayLPL Financial LLCAmeriprise Financial Services, Inc.$80002-22-2019
Larry LerhmanStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$5002-22-2019
Craig Daniel LadayLPL Financial LLCAmeriprise Financial Services, Inc.$5002-22-2019
David Charles FerrellLPL Financial LLCAmeriprise Financial Services, Inc.$2502-22-2019
Larry Howard LehrmanStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$2502-22-2019
Joseph Paul PearceLPL Financial LLCAmeriprise Financial Services, Inc.$2502-22-2019
Fredric Roy WeinerLPL Financial LLCAmeriprise Financial Services, Inc.02-22-2019
James Anthony Costabile Jr.LPL Financial LLCAmeriprise Financial Services, Inc.02-22-2019
Stephen KuczynskiLPL Financial LLCAmeriprise Financial Services, Inc.02-22-2019
Michael Anthony MarroccoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5002-15-2019
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Showing 51 to 75 of 243 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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