Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcus Adam SaskinValMark Securities, Inc.Ameriprise Financial Services, Inc.$109-27-2018
Paige Gerdes KockValMark Securities, Inc.Ameriprise Financial Services, Inc.09-27-2018
Sonya Rachelle SaskinValMark Securities, Inc.Ameriprise Financial Services, Inc.$5009-27-2018
Brooklyn Hannah BrockSageOak Financial, LLCAmeriprise Financial Services, Inc.09-24-2018
Daniel Shawn OrourkeO'Rourke FinancialAmeriprise Financial Services, Inc.09-24-2018
Jason Brice MeekJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$2509-24-2018
Anthony Markland DonnellyEdward JonesAmeriprise Financial Services, Inc.09-21-2018
Brian James RamsayWealthspan Partners, LLCAmeriprise Financial Services, Inc.09-21-2018
Mark Donald ThollWealthspan Partners, LLCAmeriprise Financial Services, Inc.09-21-2018
Eric Thomas HigdonEdward JonesAmeriprise Financial Services, Inc.09-14-2018
Michael Sean DuganCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1009-14-2018
Jarrod Christopher DesantisMML Investors Services, LLCAmeriprise Financial Services, Inc.$5009-13-2018
Robert Alan CoronaOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$1009-12-2018
Daniel Jared CohenImpact Capital, LLCAmeriprise Financial Services, Inc.09-11-2018
Standar HammondsPruco Securities, LLC.Ameriprise Financial Services, Inc.$1009-11-2018
Aimee Carissa DaigleLPL Financial LLCAmeriprise Financial Services, Inc.09-10-2018
Andrew Jeremy CartwrightSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.09-10-2018
David Lloyd BrundageMML Investors Services, LLCAmeriprise Financial Services, Inc.09-07-2018
Timothy Edward KowalskiRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-04-2018
Marlon Keith ScottLPL Financial LLCAmeriprise Financial Services, Inc.$1008-31-2018
Michael John Capparelli IVVariant Private Wealth LLCAmeriprise Financial Services, Inc.08-31-2018
Stephen Eric WiedemannWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10008-31-2018
Andrew Dale GaberLPL Financial LLCAmeriprise Financial Services, Inc.08-30-2018
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, Inc.$108-27-2018
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Showing 126 to 150 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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