Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karl Andrew MundtCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2508-24-2018
Scott Christopher MoestaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-24-2018
Arthur Howell CopperthiteEdward JonesAmeriprise Financial Services, Inc.08-21-2018
Scott Ari ShawLPL Financial LLCAmeriprise Financial Services, Inc.08-17-2018
Kathleen Eileen SweeneyLPL Financial LLCAmeriprise Financial Services, Inc.$1008-15-2018
Matthew Michael BeaverGrit Wealth ManagementAmeriprise Financial Services, Inc.08-15-2018
Bruce Blase PalenPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$2508-13-2018
David Barkley SmithFSC Securities CorporationAmeriprise Financial Services, Inc.$5008-10-2018
Ann Bowers KinderLPL Financial LLCAmeriprise Financial Services, Inc.$2508-08-2018
Craig Alan BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$5008-08-2018
Thomas Arthur SmylieIFS SecuritiesAmeriprise Financial Services, Inc.$5008-07-2018
Melanie Gayle BrophyNext Play FinancialAmeriprise Financial Services, Inc.08-03-2018
Samuel Isaac HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-02-2018
Robin Curt HolcombWedbush Securities Inc.Ameriprise Financial Services, Inc.$5007-31-2018
Joseph Oliver MartinGoalBridge Wealth Management, LLCAmeriprise Financial Services, Inc.07-30-2018
John W DemeoEdward JonesAmeriprise Financial Services, Inc.07-27-2018
Christopher Eric GrandySagePoint Financial, Inc.Ameriprise Financial Services, Inc.07-26-2018
Alexander William CowanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-24-2018
Michael Daniel CioccaLPL Financial LLCAmeriprise Financial Services, Inc.07-24-2018
Eric Steven SparlingMoney Concepts Capital CorpAmeriprise Financial Services, Inc.$15007-23-2018
Daniel Joseph KakachPrudential Customer Solutions LLCAmeriprise Financial Services, Inc.07-20-2018
Jason Eugene BowrenVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.07-17-2018
Christopher Daniel RylanderRylander RichterAmeriprise Financial Services, Inc.07-16-2018
Jason Francis RichterRylander RichterAmeriprise Financial Services, Inc.07-16-2018
Richard Wyman Howells Jr.Raymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5007-16-2018
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Showing 151 to 175 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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