Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Bret Alexander HambyVinoble GroupAmeriprise Financial Services, Inc.05-23-2019
Brian Matthew JohnsonVinoble GroupAmeriprise Financial Services, Inc.05-28-2019
Brian Richard MohoricVinoble GroupAmeriprise Financial Services, Inc.05-23-2019
Burt William MiltenbergerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5005-31-2019
Charles Ray HartLPL Financial LLCAmeriprise Financial Services, Inc.$15005-17-2019
Daniel James SchreinerOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.06-03-2019
Daniel KalotaWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.06-07-2019
David John AdamsAllstate Financial Services, LLCAmeriprise Financial Services, Inc.06-03-2019
David Michael GottliebAPW Capital, Inc.Ameriprise Financial Services, Inc.06-07-2019
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, Inc.06-12-2019
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
George Allen Yackey Jr.SCF Securities, Inc.Ameriprise Financial Services, Inc.05-21-2019
Greg Gratian JurnaEdward JonesAmeriprise Financial Services, Inc.05-24-2019
J Kim SimmonsLPL Financial LLCAmeriprise Financial Services, Inc.$10006-07-2019
Jeffrey John TalaricoLaSalle St. Securities, LLCAmeriprise Financial Services, Inc.$2506-14-2019
Joseph Kenneth Edwins Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.$2505-31-2019
Kevin Brian GirardRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$2505-29-2019
Liane Kimura ChongMML Investors Services, LLCAmeriprise Financial Services, Inc.05-17-2019
Lindsey Lois NiceBe Intentional Financial LLCAmeriprise Financial Services, Inc.06-07-2019
Mark Joseph WhiteLPL Financial LLCAmeriprise Financial Services, Inc.$5006-13-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Marvin Gilbert Vick Jr.Commonwealth Financial NetworkAmeriprise Financial Services, Inc.06-14-2019
Mary Elizabeth BlackardHuntleigh Securities CorporationAmeriprise Financial Services, Inc.$2506-14-2019
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.06-14-2019
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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