Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Mark GoldsmithLPL Financial LLCAmeriprise Financial Services, Inc.$50010-23-2019
Edmond John PhillipsRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$50010-22-2019
Christine Ellen WiederholdRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.10-22-2019
Candace Blasi GaryCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10010-18-2019
Thomas Gary PetersonSigma Financial CorporationAmeriprise Financial Services, Inc.$19010-18-2019
Justin Earl HenselCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$74010-18-2019
Juan MarcanoPruco Securities, LLC.Ameriprise Financial Services, Inc.10-15-2019
John Michael MoranSecurian Financial Services, Inc.Ameriprise Financial Services, Inc.10-15-2019
Anthony Lee AllbrightAllstate Financial Services, LLCAmeriprise Financial Services, Inc.$10010-11-2019
Jason Anthony SpataforaEdward JonesAmeriprise Financial Services, Inc.10-11-2019
Matthew Scott BrownLPL Financial LLCAmeriprise Financial Services, Inc.10-11-2019
Adam Henry DwyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-11-2019
Jon David GoldsteinSecurities America, Inc.Ameriprise Financial Services, Inc.$10010-10-2019
Amanda Marie GausewitzSecurities America, Inc.Ameriprise Financial Services, Inc.$10010-10-2019
Jonathan Carl GausewitzSecurities America, Inc.Ameriprise Financial Services, Inc.$10010-10-2019
Lisa Ann SpadoniSecurities America, Inc.Ameriprise Financial Services, Inc.$25010-10-2019
Kyle David KerkenbushSecurities America, Inc.Ameriprise Financial Services, Inc.$50010-10-2019
Adam Ryan PetersSecurities America, Inc.Ameriprise Financial Services, Inc.10-10-2019
Clive Leacroft McKayInvestacorp, Inc.Ameriprise Financial Services, Inc.10-09-2019
Jeremy Adam MiddletonPruco Securities, LLC.Ameriprise Financial Services, Inc.10-08-2019
Ryan MastersonFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.10-08-2019
Ted Andrew MatuszakLPL Financial LLCAmeriprise Financial Services, Inc.$50010-07-2019
Wendelin Anthony PadekMillennium Advisory Services, Inc.Ameriprise Financial Services, Inc.10-06-2019
Richard James RiosWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$10010-04-2019
Chantel G. AymondCetera Investment Services LLCAmeriprise Financial Services, Inc.10-04-2019
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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