Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nico RivelliniFidelity Personal and Workplace AdvisorsAmeriprise Financial Services, LLC10-06-2020
Sean Emmet BreenCetera Investment Advisers LLCAmeriprise Financial Services, LLC10-05-2020
Ylisa Irra SeymourMorgan StanleyAmeriprise Financial Services, LLC10-02-2020
Ryan Elliott MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-02-2020
Kathleen Ann KennedyH. Beck, Inc.Ameriprise Financial Services, LLC09-30-2020
Allan Michael PelkonenPelkonen and Associates LLCAmeriprise Financial Services, LLC09-25-2020
Katarina SteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC09-24-2020
Jonathan Pike WoolleyVanguard Marketing CorporationAmeriprise Financial Services, LLC09-22-2020
Benjamin Gordon WhiteCitizens Securities, Inc.Ameriprise Financial Services, LLC09-22-2020
Chad Wesley TerryLegacy Financial GroupAmeriprise Financial Services, LLC09-21-2020
Marge GoetschLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Lori Jean BarryLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Robert Allen KoestlerLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Nathan Edward BauerFinancial Advocates Investment ManagementAmeriprise Financial Services, LLC09-17-2020
Ryan Matthew AdlerFidelity Brokerage Services LLCAmeriprise Financial Services, LLC09-15-2020
Michael J VegaCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC09-14-2020
luis daniel negronPruco Securities, LLC.Ameriprise Financial Services, LLC09-11-2020
Jeffrey Daniel EischenFinancial Advocates Investment ManagementAmeriprise Financial Services, LLC09-11-2020
George Flurence Crowley IIIPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$15009-10-2020
Jeffrey Alan SeitzPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$5009-10-2020
Louis C CilibertiPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC09-10-2020
Peter William LeistCadaret, Grant & Co., Inc.Ameriprise Financial Services, LLC09-10-2020
Timothy D BryanMorgan StanleyAmeriprise Financial Services, LLC$2509-09-2020
Leon Arlin HenryVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC$5009-04-2020
Ira Jay KrulikLPL Financial LLCAmeriprise Financial Services, LLC09-03-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.