Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan McLeanAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC04-30-2020
Shawn Francis HightFidelity Personal and Workplace AdvisorsAmeriprise Financial Services, LLC04-27-2020
Richard Gabriel ChavesFisher InvestmentsAmeriprise Financial Services, LLC04-27-2020
Jason DainasFisher InvestmentsAmeriprise Financial Services, LLC04-22-2020
Paul E. GoodLPL Financial LLCAmeriprise Financial Services, LLC04-21-2020
Robert Roscoe WadeCetera Advisor Networks LLCAmeriprise Financial Services, LLC04-20-2020
Colin J. JohnsonLPL Financial LLCAmeriprise Financial Services, LLC04-07-2020
Timothy Jordan WengerCetera Advisors LLCAmeriprise Financial Services, LLC04-03-2020
Anatol Tony MaxwellLPL Financial LLCAmeriprise Financial Services, LLC04-01-2020
Richard Hansen SomersPrincipal Securities, Inc.Ameriprise Financial Services, LLC04-01-2020
David Brandon CottrellPark Avenue Securities LLCAmeriprise Financial Services, LLC$2504-01-2020
Edgar Alejandro Anguiano-EstradaFidelity Brokerage Services LLCAmeriprise Financial Services, LLC03-31-2020
Michael Andrew SherwoodMorgan StanleyAmeriprise Financial Services, LLC03-31-2020
Ngan Tu WedemeierCitizens Securities, Inc.Ameriprise Financial Services, LLC03-30-2020
Douglas Clay Arthur Jr.LPL Financial LLCAmeriprise Financial Services, LLC$5003-30-2020
John Gerald SilbaughPruco Securities, LLC.Ameriprise Financial Services, LLC03-30-2020
Neil Stuart DeckerEdward JonesAmeriprise Financial Services, LLC03-30-2020
James Charles MackLPL Financial LLCAmeriprise Financial Services, LLC$2503-27-2020
Marc Harold EdwardsLPL Financial LLCAmeriprise Financial Services, LLC$5003-27-2020
Kohler Gary BlackTD Ameritrade Investment Management, LLCAmeriprise Financial Services, LLC03-27-2020
Stephen Patrick HessBrookstone Capital Management LLCAmeriprise Financial Services, LLC03-25-2020
Michele Ann De GeorgeWaddell & ReedAmeriprise Financial Services, LLC03-19-2020
Elise-Ariana H. AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC03-16-2020
Gavin Patrick McCormickMorgan StanleyAmeriprise Financial Services, LLC03-16-2020
Brett Burnett AtkinsonWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-13-2020
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Showing 1 to 25 of 3,714 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.