Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam TheinRobert W. Baird & Co. IncorporatedAmeriprise Financial Services, LLC$7407-27-2020
Robert RafanoRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC08-12-2020
Matthew GarberRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC08-06-2020
Adam TheinRobert W. Baird & Co. IncorporatedAmeriprise Financial Services, LLC$7407-27-2020
Cody Mares Sam SiglerLPL Financial LLCAmeriprise Financial Services, LLC$13001-03-2020
Eugene Welsh Shaena MillerLaSalle St Securities, L.L.C.Ameriprise Financial Services, LLC$10011-08-2019
Christopher Sweeney LPL Financial LLCAmeriprise Financial Services, LLC$12509-27-2019
Jeffrey Hendel Morgan Weil Rinaldo Crassa Peter HalliwellRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$24509-19-2019
Jeff TalaricoLaSalle St Securities, L.L.C.Ameriprise Financial Services, LLC$8006-14-2019
Mike BenseyLPL Financial LLCAmeriprise Financial Services, LLC$27505-24-2019
Charles HartLPL Financial LLCAmeriprise Financial Services, LLC$12505-17-2019
Michael Bonevento James Costabile and Craig LadayLPL Financial LLCAmeriprise Financial Services, LLC$80002-22-2019
Thomas Burke Jeffrey Fiehler Terry MoyersSecurities America, Inc.Ameriprise Financial Services, LLC$44901-03-2019
Jim Zien Kate Zien Dennis GeroCommonwealth Financial NetworkAmeriprise Financial Services, LLC$8809-28-2018
Tim C Satre Aimee Daigle Misty WaltersLPL Financial LLCAmeriprise Financial Services, LLC$7108-21-2018
Bill Amatuzzo Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, LLC$12007-16-2018
John Moose David Zambito David Palermo Nathan WegmanCommonwealth Financial NetworkAmeriprise Financial Services, LLC$28205-22-2018
Eric SlussLPL Financial LLCAmeriprise Financial Services, LLC$6112-19-2017
Jon OtternessLPL Financial LLCAmeriprise Financial Services, LLC$8412-08-2017
Kent TanakaLPL Financial LLCAmeriprise Financial Services, LLC$7110-20-2017
Jason WeaverPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$22505-17-2017
Mark YatrosCommonwealth Financial NetworkAmeriprise Financial Services, LLC$11504-21-2017
Michael ColemanLPL Financial LLCAmeriprise Financial Services, LLC$5803-02-2017
Uwe Schweikert Doug Weaver Doug Wheeler Tom Storrie Calvin Brown Phil WinsteadCommonwealth Financial NetworkAmeriprise Financial Services, LLC$28501-20-2017
Steven LandwersiekLPL Financial LLCAmeriprise Financial Services, LLC$5012-12-2016
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Showing 1 to 25 of 2,204 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.