Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Roscoe WadeCetera Advisor Networks LLCAmeriprise Financial Services, LLC04-20-2020
Neil M OrzeckCetera Advisor Networks LLCAmeriprise Financial Services, LLC12-24-2019
Michael Perry SaundersCetera Advisor Networks LLCAmeriprise Financial Services, LLC12-19-2019
Irwin Martin KulmanCetera Advisor Networks LLCAmeriprise Financial Services, LLC$2512-03-2019
Robert Edwin Thrift JrCetera Advisor Networks LLCAmeriprise Financial Services, LLC11-22-2019
Tyrone L ChowCetera Advisor Networks LLCAmeriprise Financial Services, LLC07-31-2019
Eric V NguyenCetera Advisor Networks LLCAmeriprise Financial Services, LLC03-05-2019
Mark J TaylorCetera Advisor Networks LLCAmeriprise Financial Services, LLC11-01-2018
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, LLC10-12-2018
Stephen Keith TuckerCetera Advisor Networks LLCAmeriprise Financial Services, LLC04-26-2017
Ronald Patrick LeuschenCetera Advisor Networks LLCAmeriprise Financial Services, LLC12-09-2016
Michael Jon BrittainCetera Advisor Networks LLCAmeriprise Financial Services, LLC12-09-2016
Christopher Alan ZeidersCetera Advisor Networks LLCAmeriprise Financial Services, LLC$2512-09-2016
Kenneth Alfred HeritageCetera Advisor Networks LLCAmeriprise Financial Services, LLC$5011-02-2015
Gregory A HaywoodCetera Advisor Networks LLCAmeriprise Financial Services, LLC09-11-2015
Joan Maastricht GillesCetera Advisor Networks LLCAmeriprise Financial Services, LLC01-30-2015
Thomas Henry GarlicCetera Advisor Networks LLCAmeriprise Financial Services, LLC$3504-21-2014
John Hamilton Adams IiCetera Advisor Networks LLCAmeriprise Financial Services, LLC06-16-2010
Geoffrey Dale KleinCetera Advisor Networks LLCAmeriprise Financial Services, LLC$15010-08-2009
Michael David PetersenCetera Advisor Networks LLCAmeriprise Financial Services, LLC05-15-2009
Robert John McHattieCetera Advisor Networks LLCAmeriprise Financial Services, LLC05-13-2009
Joshua David CanniffCetera Advisor Networks LLCAmeriprise Financial Services, LLC$50005-13-2009
Lynnette Michelle McGill-KoehnCetera Advisor Networks LLCAmeriprise Financial Services, LLC$5003-06-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.