Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas John HuntUBS Financial Services Inc.Ameriprise Financial Services, LLC08-21-2020
Michele Ann De GeorgeWaddell & ReedAmeriprise Financial Services, LLC03-19-2020
Brett Burnett AtkinsonWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-13-2020
Joseph Dominic De FalcoWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-13-2020
David Jay BrandtKestra Investment Services, LLCAmeriprise Financial Services, LLC$15002-12-2020
Stefan Mauricio SaldiviaAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-10-2020
Michael John PaganucciOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$1901-10-2020
Richard Stevens YoderLPL Financial LLCAmeriprise Financial Services, LLC01-03-2020
William Wright AustinCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5001-03-2020
Leslie Feigl HurwitzLPL Financial LLCAmeriprise Financial Services, LLC$4612-03-2019
Vanessa Michelle JilotCommonwealth Financial NetworkAmeriprise Financial Services, LLC12-03-2019
Irwin Martin KulmanCetera Advisor Networks LLCAmeriprise Financial Services, LLC$2512-03-2019
Aaron Gregory CookLPL Financial LLCAmeriprise Financial Services, LLC11-12-2019
Maica Djehaune WalkerIndependent Financial Group, LLCAmeriprise Financial Services, LLC$2510-30-2019
Clive Leacroft McKayInvestacorp, Inc.Ameriprise Financial Services, LLC10-09-2019
Jeremy Adam MiddletonPruco Securities, LLC.Ameriprise Financial Services, LLC10-08-2019
Dustin Hartley WeaverBarnes Wealth Management GroupAmeriprise Financial Services, LLC09-24-2019
Joseph Nathan DillerWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC09-19-2019
Karen Elizabeth ElliotWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC09-19-2019
Victor Alexander KobyLPL Financial LLCAmeriprise Financial Services, LLC$2508-30-2019
Shaun Michael HillCambridge Investment Research, Inc.Ameriprise Financial Services, LLC08-22-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, LLC$2508-19-2019
Jeffrey Robert LavinLPL Financial LLCAmeriprise Financial Services, LLC$5008-15-2019
Tyrone L. ChowCetera Advisor Networks LLCAmeriprise Financial Services, LLC07-31-2019
Stephen Glenn Krochmal Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$5007-26-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.