Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan GuertinAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC01-22-2019
Daniel Louis SchmelzerAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC$5908-04-2017
David Alan KoslowskiAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC06-24-2016
Julie Irene SmithAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC02-12-2010
Erik Craig OlsonArete Wealth Management, LLCAmeriprise Financial Services, LLC$1003-31-2010
Scott Randolph ClarkAusdal Financial Partners, Inc.Ameriprise Financial Services, LLC01-09-2017
Bradley James WehnerB. C. Ziegler and CompanyAmeriprise Financial Services, LLC09-08-2009
Mark Robert DurrenbergerBalasa Dinverno Foltz LLCAmeriprise Financial Services, LLC10-07-2016
Nicholas L ReedBates Securities, Inc.Ameriprise Financial Services, LLC10-29-2018
Victor Joseph HensonBerthel, Fisher & Company Financial Services, Inc.Ameriprise Financial Services, LLC$10004-17-2019
Howard Patrick HarrisBlack Oak Securities, Inc.Ameriprise Financial Services, LLC08-20-2012
Stephen Patrick HessBrookstone Capital Management LLCAmeriprise Financial Services, LLC03-25-2020
Richard Christopher RileyCetera Advisor Networks LLCAmeriprise Financial Services, LLC10-15-2009
Jeffrey William BruceCetera Advisor Networks LLCAmeriprise Financial Services, LLC06-30-2009
David Don SemerskyCetera Advisors LLCAmeriprise Financial Services, LLC10-29-2012
Kris Stanley StelznerCetera Advisors LLCAmeriprise Financial Services, LLC06-04-2012
Todd David ClayChapin, DavisAmeriprise Financial Services, LLC01-13-2014
Brent Lee WulbrechtCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC01-17-2019
Kyle Cassady KlepschCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC04-22-2016
William Randolph MooreCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC03-15-2016
Scott Nelson CullitanCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC$1005-24-2010
Patrick Michael ShawCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC10-12-2009
Michael Steven LudlowChase Investment Services Corp.Ameriprise Financial Services, LLC$15005-01-2012
Patrick Jermaine PhillipsCitigroup Global Markets Inc.Ameriprise Financial Services, LLC08-16-2013
Christopher Robert DavidsonCLA Financial Advisors, LLCAmeriprise Financial Services, LLC04-01-2011
Next Page »

Showing 1 to 25 of 116 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.