Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Kenneth SherburneZacks Investment Management, Inc.Ameriprise Financial Services, LLC05-18-2017
Jeffrey Gordon BeckerWintrust Investments LLCAmeriprise Financial Services, LLC$2503-11-2009
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, LLC$5001-11-2019
Peter Anthony FineWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC05-17-2019
Diana Marie SubkaWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC05-20-2013
Edward John Rusnak Jr.Wells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC09-23-2011
Laura V. BareWaddell & ReedAmeriprise Financial Services, LLC05-13-2015
Daniel Alexander LockwoodWaddell & ReedAmeriprise Financial Services, LLC08-05-2009
Patrick J. DugganU.S. Bancorp Investments, Inc.Ameriprise Financial Services, LLC12-06-2018
Jessica Lara MerinoThe Investment Center, Inc.Ameriprise Financial Services, LLC$5004-01-2016
Jonathan Jeremiah SeredaStafford Wells Advisors, Inc.Ameriprise Financial Services, LLC03-26-2014
Thomas Gary PetersonSigma Financial CorporationAmeriprise Financial Services, LLC$1910-18-2019
Joey Robert LovgrenSigma Financial CorporationAmeriprise Financial Services, LLC$6311-01-2017
Gregg Warren BowenSigma Financial CorporationAmeriprise Financial Services, LLC$5002-04-2016
Nancy Louise Roach-WilderSigma Financial CorporationAmeriprise Financial Services, LLC$5007-01-2013
Deron Scott ShymkewichSigma Financial CorporationAmeriprise Financial Services, LLC$5001-13-2012
Gregory Joseph RusnakSigma Financial CorporationAmeriprise Financial Services, LLC$5001-28-2011
Nicholas Joseph ReilandSigma Financial CorporationAmeriprise Financial Services, LLC$10001-04-2011
Paul David AmbrosiniSGL Financial, LLCAmeriprise Financial Services, LLC01-16-2018
Stuart L PearlSanctuary Securities, Inc.Ameriprise Financial Services, LLC$5007-10-2015
Thomas Dewitt BuchananSafe Harbor Retirement Consultants, LLCAmeriprise Financial Services, LLC07-21-2015
Bryan David MoscinskiRSM US Wealth Management LLCAmeriprise Financial Services, LLC08-01-2018
Anne FrancissenRothschild Investment CorporationAmeriprise Financial Services, LLC01-21-2016
Robert Paul LangRBC Capital Markets, LLCAmeriprise Financial Services, LLC$5003-19-2012
Oliver ErnstRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC08-08-2014
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Showing 1 to 25 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.