Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Wayne PohlenzClayton Wealth PartnersAmeriprise Financial Services, LLC02-27-2020
Mark Albright Michael Ward Andrew Dibble Cole Dimond Bob Olvera Reisha Fregoe Michael RichardsRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$35002-20-2020
Mark Anthony AlbrightRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC02-20-2020
Andrew James DibbleRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$2502-20-2020
Robert Dale OlveraRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC02-20-2020
Michael Ray WardRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC02-20-2020
Cole Joseph DimondRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC02-20-2020
Michael Francis RichardsRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC02-20-2020
Reisha Lark FregoeRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC02-20-2020
Grant Sterling GarwoodRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC11-26-2019
Scott Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, LLC07-05-2018
Heather Noelle HardmanLegacy Financial Strategies, LLCAmeriprise Financial Services, LLC01-31-2018
Darrel Bruce MarkleyLPL Financial LLCAmeriprise Financial Services, LLC$15012-11-2017
Justin Thomas HawksleyCreative PlanningAmeriprise Financial Services, LLC09-14-2017
David Patrick DwyerLegacy Financial Strategies, LLCAmeriprise Financial Services, LLC04-06-2017
Jacob Andrew WattsLegacy Financial Strategies, LLCAmeriprise Financial Services, LLC04-06-2017
Jeffrey Worth OstranderRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC02-12-2016
Ted Ross EmersonOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15011-28-2014
Taylor D GilmoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC09-03-2014
Lisa Pelter BaerCetera Advisors LLCAmeriprise Financial Services, LLC04-25-2014
Christian SpurlockEdward JonesAmeriprise Financial Services, LLC01-18-2013
Aaron Mark AlexanderCommerce Brokerage Services, Inc.Ameriprise Financial Services, LLC$5010-15-2012
Catherine Ann FosterWaddell & ReedAmeriprise Financial Services, LLC07-09-2012
Chad Allen BoazEdward JonesAmeriprise Financial Services, LLC$2506-29-2012
Robert Allen GoodwinRBC Capital Markets, LLCAmeriprise Financial Services, LLC$5001-23-2012
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.