Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katarina SteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC09-24-2020
John Dice WilliamsonLighthouse Wealth ManagementAmeriprise Financial Services, LLC$5002-14-2020
Brian A WilliamsonLighthouse Wealth ManagementAmeriprise Financial Services, LLC02-14-2020
Adrienne Elizabeth RowlesThrivent Investment Management Inc.Ameriprise Financial Services, LLC01-02-2020
Thomas Paul SteeleySteeleyAmeriprise Financial Services, LLC09-27-2019
Jeremy VeresTurning Point FinancialAmeriprise Financial Services, LLC08-06-2019
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$2506-27-2019
Jason Patrick ZephirCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-25-2019
Thomas Holden HenryWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC06-14-2019
Daniel Jared CohenImpact Capital, LLCAmeriprise Financial Services, LLC09-11-2018
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$50004-09-2018
Andrew Paul GoetzLincoln Financial Advisors CorporationAmeriprise Financial Services, LLC03-13-2018
Denise Gail AdahAvantax Investment Services, Inc.Ameriprise Financial Services, LLC02-16-2018
Vertti Eemeli Iso-AholaCommonwealth Financial NetworkAmeriprise Financial Services, LLC03-03-2017
Daniel Jonathan BrownCommonwealth Financial NetworkAmeriprise Financial Services, LLC03-03-2017
James Evan LiawH. Beck, Inc.Ameriprise Financial Services, LLC01-11-2017
Trung Kien VuLPL Financial LLCAmeriprise Financial Services, LLC11-09-2016
David Russell BakerHarvest Investment Consultants LLCAmeriprise Financial Services, LLC$5004-07-2016
Rick FabyBenjamin F. Edwards & Company, Inc.Ameriprise Financial Services, LLC02-17-2016
Jeffrey Charles Mc CloskeySunTrust Investment Services, Inc.Ameriprise Financial Services, LLC$15007-20-2015
David Alexander DonnellySunTrust Investment Services, Inc.Ameriprise Financial Services, LLC$2001-05-2015
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, LLC11-03-2014
Aaron J BurlesonM&T Securities, Inc.Ameriprise Financial Services, LLC06-27-2013
David E MottMorgan StanleyAmeriprise Financial Services, LLC$5006-14-2013
David Louis FormanMorgan StanleyAmeriprise Financial Services, LLC$1006-13-2013
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.