Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Antonio Denard JeffersonNatcity Investments, Inc.Ameriprise Financial Services, LLC02-25-2009
Bryan Erik KnopThrivent Investment Management Inc.Ameriprise Financial Services, LLC04-01-2009
Jeremy Lee DillonFifth Third Securities, Inc.Ameriprise Financial Services, LLC04-16-2009
Clark Benton Walker BradleyChase Investment Services Corp.Ameriprise Financial Services, LLC08-17-2009
Bryan Scott FosterLPL Financial LLCAmeriprise Financial Services, LLC10-09-2009
Saundra Dee IvyLPL Financial LLCAmeriprise Financial Services, LLC10-23-2009
Damon Cliffe GonzalezCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$2511-01-2009
Mark Steven BordeloveLPL Financial LLCAmeriprise Financial Services, LLC12-11-2009
Kimberly Ann ThoresenAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC12-16-2009
Gary Lee RoellSigma Financial CorporationAmeriprise Financial Services, LLC$1004-30-2010
Gregory Alan BlairSigma Financial CorporationAmeriprise Financial Services, LLC05-14-2010
Eugene Joseph YorkeRaymond James & Associates, Inc.Ameriprise Financial Services, LLC05-17-2010
Thomas Burling Grant Jr.Chase Investment Services Corp.Ameriprise Financial Services, LLC$5006-01-2010
Joseph Zelick KowalskySigma Financial CorporationAmeriprise Financial Services, LLC$5006-04-2010
Robert Thomas Armstrong Jr.WFG Investments, Inc.Ameriprise Financial Services, LLC$2508-13-2010
Michael James MurphyWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC11-22-2010
James N. WeinbergSigma Financial CorporationAmeriprise Financial Services, LLC01-07-2011
Ross Michael PollardIntegrated Financial PlanningAmeriprise Financial Services, LLC$2502-18-2011
Joanne M. HardinAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC03-27-2011
Nicholas E. StyczenSigma Financial CorporationAmeriprise Financial Services, LLC04-01-2011
Van WashingtonSigma Financial CorporationAmeriprise Financial Services, LLC05-13-2011
Mark Samuel EppsMichigan Securities, Inc.Ameriprise Financial Services, LLC11-10-2011
Jennifer Ann BernerMichigan Securities, Inc.Ameriprise Financial Services, LLC11-30-2011
Cynthia Lee BalkwellMetLife Securities Inc.Ameriprise Financial Services, LLC$1012-09-2011
Fredrick Martin RandhahnSigma Financial CorporationAmeriprise Financial Services, LLC$2501-13-2012
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Showing 1 to 25 of 144 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.