Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James S. WilliamsCommonwealth Financial NetworkAmeriprise Financial Services, LLC02-07-2020
Marvin Gilbert Vick Jr.Commonwealth Financial NetworkAmeriprise Financial Services, LLC06-14-2019
Michael Ernest SpearsCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-14-2019
Nancy Marie BlanchettePinehurst CapitalAmeriprise Financial Services, LLC05-14-2019
Nathan Curry WaltersEdward JonesAmeriprise Financial Services, LLC03-29-2019
Peter Mark DearcangelisBB&T Securities, LLCAmeriprise Financial Services, LLC$1,00003-21-2019
Paul Steven ZodtnerRitholtz Wealth ManagementAmeriprise Financial Services, LLC03-14-2019
Gloria Tange De ArcangelisWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC02-12-2019
Richard Joseph MillerWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC02-07-2019
Thomas John Faber IILPL Financial LLCAmeriprise Financial Services, LLC01-02-2019
Jeremy Scott HeffnerLPL Financial LLCAmeriprise Financial Services, LLC$5012-19-2018
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, LLC12-19-2018
Bruce Clinton Bevins IILPL Financial LLCAmeriprise Financial Services, LLC$5011-02-2018
Alyssa Nicole ThomasonElevated Performance Investment Group, LLCAmeriprise Financial Services, LLC09-24-2018
Karl Andrew MundtCommonwealth Financial NetworkAmeriprise Financial Services, LLC$2508-24-2018
Scott Christopher MoestaCommonwealth Financial NetworkAmeriprise Financial Services, LLC08-24-2018
Craig Brian MillerPrincipal Securities, Inc.Ameriprise Financial Services, LLC08-17-2018
Timothy Wayne HicksGarrett Investment Advisors, LLCAmeriprise Financial Services, LLC06-25-2018
Michelle Lee LaCountMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$10003-20-2018
James Robert DickieSoutheast Investments, N.C., Inc.Ameriprise Financial Services, LLC03-02-2018
Michael Bradley McGradyAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC08-30-2017
Albert Handley SeymourLPL Financial LLCAmeriprise Financial Services, LLC$5008-15-2017
Andrew Scott LipsonLPL Financial LLCAmeriprise Financial Services, LLC$5006-14-2017
Vincent Conley PerryLPL Financial LLCAmeriprise Financial Services, LLC$2506-14-2017
Christopher John DemarestLPL Financial LLCAmeriprise Financial Services, LLC$2506-14-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.