Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Nicholas CarusoLPL Financial LLCAmeriprise Financial Services, LLC$5002-14-2020
Fredric Charles WoloshinLincoln Financial Advisors CorporationAmeriprise Financial Services, LLC$10002-05-2020
Robert Peter PetrocineAXA Advisors, LLCAmeriprise Financial Services, LLC$5001-28-2020
Robert John RichardsCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-08-2020
Heather Beth BaroneCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-08-2020
Adrienne Elizabeth RowlesThrivent Investment Management Inc.Ameriprise Financial Services, LLC01-02-2020
Neil M OrzeckCetera Advisor Networks LLCAmeriprise Financial Services, LLC12-24-2019
Steven Mark GoldsmithLPL Financial LLCAmeriprise Financial Services, LLC$5010-23-2019
Nathan Scott PuglieseSummit Financial, LLCAmeriprise Financial Services, LLC09-10-2019
Harpreet Singh MangatPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC07-24-2019
Vincent Michael ZaccariaCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-20-2019
David Michael GottliebAPW Capital, Inc.Ameriprise Financial Services, LLC06-07-2019
Tibor Richard Dani Jr.Wealthness LLCAmeriprise Financial Services, LLC06-07-2019
Craig Daniel LadayLPL Financial LLCAmeriprise Financial Services, LLC$5002-22-2019
David Charles FerrellLPL Financial LLCAmeriprise Financial Services, LLC$2502-22-2019
Joseph Paul PearceLPL Financial LLCAmeriprise Financial Services, LLC$2502-22-2019
Fredric Roy WeinerLPL Financial LLCAmeriprise Financial Services, LLC02-22-2019
James Anthony Costabile Jr.LPL Financial LLCAmeriprise Financial Services, LLC02-22-2019
Richard Louis ShaughnessyLPL Financial LLCAmeriprise Financial Services, LLC02-22-2019
Stephen KuczynskiLPL Financial LLCAmeriprise Financial Services, LLC02-22-2019
Daniel J. MonziLPL Financial LLCAmeriprise Financial Services, LLC02-22-2019
Larry Howard LehrmanStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$2502-22-2019
Craig Michael RussLPL Financial LLCAmeriprise Financial Services, LLC$10002-08-2019
Keith Alan SmithLPL Financial LLCAmeriprise Financial Services, LLC$1002-01-2019
Eugene Samuel SpitzerLPL Financial LLCAmeriprise Financial Services, LLC$2501-17-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.