Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allan Michael PelkonenPelkonen and Associates LLCAmeriprise Financial Services, LLC09-25-2020
Michael J VegaCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC09-14-2020
George Flurence Crowley IIIPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$15009-10-2020
Jeffrey Alan SeitzPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$5009-10-2020
Louis C CilibertiPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC09-10-2020
Cyril Augustine WyseLPL Financial LLCAmeriprise Financial Services, LLC08-14-2020
Steven Benjamin GrossRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$5008-07-2020
Luigi MuccitelliRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC08-07-2020
Brian C VailRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$1008-07-2020
Catherine BuckleyRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC08-07-2020
Dianna Lee MiccolisRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC08-07-2020
Matthew Michael MaherE*TRADE Securities LLCAmeriprise Financial Services, LLC06-09-2020
Albert Frank Codino JrLPL Financial LLCAmeriprise Financial Services, LLC$20006-05-2020
Alan Neal TocmanPrivate Client Services, LLCAmeriprise Financial Services, LLC$2503-09-2020
Jason Raymond SaveyPrivate Client Services, LLCAmeriprise Financial Services, LLC03-06-2020
Daniel James OSheaPrivate Client Services, LLCAmeriprise Financial Services, LLC$5003-06-2020
Jared Michael CohenPrivate Client Services, LLCAmeriprise Financial Services, LLC03-06-2020
Joseph Anthony MadioPrivate Client Services, LLCAmeriprise Financial Services, LLC03-06-2020
Alan KatkinEquitable Advisors, LLCAmeriprise Financial Services, LLC$1003-05-2020
Alan Stephen KatkinEquitable Advisors, LLCAmeriprise Financial Services, LLC$5003-05-2020
Marc Barrett LevyCetera Advisors LLCAmeriprise Financial Services, LLC02-28-2020
Andrew Paul MargolinCetera Advisors LLCAmeriprise Financial Services, LLC02-28-2020
Catherine McGrathCetera Advisors LLCAmeriprise Financial Services, LLC$1902-28-2020
Christopher Herridge RuskCitigroup Global Markets Inc.Ameriprise Financial Services, LLC02-20-2020
Connor Victor MorelliNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, LLC02-03-2020
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Showing 1 to 25 of 136 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.