Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marge GoetschLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Lori Jean BarryLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Robert Allen KoestlerLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Justin Gilbert DelwicheFidelity Brokerage Services LLCAmeriprise Financial Services, LLC07-21-2020
Darrin Michael SharpNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, LLC01-28-2020
Chase DrakeMML Investors Services, LLCAmeriprise Financial Services, LLC01-06-2020
Cody Mares Sam SiglerLPL Financial LLCAmeriprise Financial Services, LLC$13001-03-2020
Cody George MaresLPL Financial LLCAmeriprise Financial Services, LLC$5001-03-2020
Samuel Dewey Sigler JrLPL Financial LLCAmeriprise Financial Services, LLC$10001-03-2020
Brent Andrew MaresLPL Financial LLCAmeriprise Financial Services, LLC$10001-03-2020
Joseph Michael RomasPNC InvestmentsAmeriprise Financial Services, LLC$15011-01-2019
Jon David GoldsteinSecurities America, Inc.Ameriprise Financial Services, LLC$10010-10-2019
Amanda Marie GausewitzSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Adam Ryan PetersSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Jonathan Carl GausewitzSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Kyle David KerkenbushSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Lisa Ann SpadoniSecurities America, Inc.Ameriprise Financial Services, LLC$2510-10-2019
Ted Andrew MatuszakLPL Financial LLCAmeriprise Financial Services, LLC$5010-07-2019
Eric R MartzahlMorgan StanleyAmeriprise Financial Services, LLC09-16-2019
Joshua D KassulkeCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC11-05-2018
Theresa Ann ArtacPark Avenue Securities LLCAmeriprise Financial Services, LLC11-01-2018
Joseph Oliver MartinGoalBridge Wealth Management, LLCAmeriprise Financial Services, LLC$2507-30-2018
Lauren OBrienEdward JonesAmeriprise Financial Services, LLC05-14-2018
William David TearseFidelity Brokerage Services LLCAmeriprise Financial Services, LLC02-13-2018
Cole Foster NicholsEdward JonesAmeriprise Financial Services, LLC01-29-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.