Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, LLC06-12-2019
Thaddeus Dwight PhelpsAdvance Wealth Management Service, LLCAmeriprise Financial Services, LLC05-13-2019
Rakesh BhartiSigma Financial CorporationAmeriprise Financial Services, LLC$2504-12-2019
Olga Simokova HejlHenrickson Nauta Wealth Advisors, Inc.Ameriprise Financial Services, LLC$5011-30-2018
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, LLC$15010-31-2018
Derek Pilade Dall OlmoTreMonte Financial ConsultantsAmeriprise Financial Services, LLC$10010-31-2018
Christian Grant RoweTD Ameritrade Investment Management, LLCAmeriprise Financial Services, LLC10-26-2018
William Benjamin WeberRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$5009-28-2018
Charles John LindholmRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$10009-28-2018
Dennis Alan AsaroCommonwealth Financial NetworkAmeriprise Financial Services, LLC09-14-2018
Michael Sean DuganCommonwealth Financial NetworkAmeriprise Financial Services, LLC$1009-14-2018
Timothy Edward KowalskiRaymond James & Associates, Inc.Ameriprise Financial Services, LLC09-04-2018
Isaiah Martin MontgomeryTD Ameritrade Investment Management, LLCAmeriprise Financial Services, LLC$109-04-2018
Craig Alan BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$5008-08-2018
Michael J. VoorheisChesme Capital ManagementAmeriprise Financial Services, LLC07-31-2018
Bruce Blase PalenGreat Lakes Wealth, LLCAmeriprise Financial Services, LLC$2507-21-2018
Jason Eugene BowrenVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC07-17-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.