Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael DelliseWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.$15002-15-2019
Mark Thomas TateLPL Financial LLCAssociated Investment Services, Inc.02-27-2017
Margaret Mary SewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedAssociated Investment Services, Inc.10-30-2015
Scott Matthew BiertzerU.S. Bancorp Investments, Inc.Associated Investment Services, Inc.09-21-2015
Daniel Fredrick RadtkeWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.08-10-2015
David Elliott NolanWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.$2508-21-2014
Jamie Lynn HansonCetera Advisor Networks LLCAssociated Investment Services, Inc.$5008-04-2014
David M BrownCetera Advisor Networks LLCAssociated Investment Services, Inc.08-04-2014
Jeffrey Alan MarwitzLincoln Financial Advisors CorporationAssociated Investment Services, Inc.07-31-2013
Edward Austin ScherrJ.P. Morgan Securities LLCAssociated Investment Services, Inc.$5005-31-2013
John Robert Wasikowski Jr.J.P. Morgan Securities LLCAssociated Investment Services, Inc.05-28-2013
Dori Lynn WalshLPL Financial LLCAssociated Investment Services, Inc.03-21-2013
Cynthia Ann KuettnerLPL Financial LLCAssociated Investment Services, Inc.09-28-2012

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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