Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew S WintersLPL Financial LLCAvantax Investment Services, Inc.06-30-2020
Ian Kenneth ClarkLPL Financial LLCAvantax Investment Services, Inc.06-30-2020
Matthew James BerryLPL Financial LLCAvantax Investment Services, Inc.05-29-2020
Richard Brian StewartAmerican Equity Investment CorporationAvantax Investment Services, Inc.$2504-29-2020
Kevin Miles DavisArcher Investment CorporationAvantax Investment Services, Inc.11-20-2019
Robert Andrew SlowikArcher Investment CorporationAvantax Investment Services, Inc.10-10-2019
Carl Frank Bosch JrArcher Investment CorporationAvantax Investment Services, Inc.01-23-2019
James Nicholas VolpeArcher Investment CorporationAvantax Investment Services, Inc.01-09-2019
Tamara Everman WilliamsArcher Investment CorporationAvantax Investment Services, Inc.11-21-2018
Tolulope Akin-OlugbemiArcher Investment CorporationAvantax Investment Services, Inc.08-20-2018
Diana Lynn CovellCFD Investments, Inc.Avantax Investment Services, Inc.07-23-2018
Desmond Sheehan MularskiArcher Investment CorporationAvantax Investment Services, Inc.07-16-2018
Reno Mark BorgognoniArcher Investment CorporationAvantax Investment Services, Inc.$106-28-2018
Jennifer Lynn AllenArcher Investment CorporationAvantax Investment Services, Inc.06-14-2018
Bill Miranda CasarezArcher Investment CorporationAvantax Investment Services, Inc.06-05-2018
Pamela Ann MartinStrategic Financial Group, LLCAvantax Investment Services, Inc.12-12-2017
Scott Lee OldsParkland Securities, LLCAvantax Investment Services, Inc.12-06-2017
Stanley Irvin HessArcher Investment CorporationAvantax Investment Services, Inc.$108-18-2017
Russell Wade ShartzerAmeriprise Financial Services, LLCAvantax Investment Services, Inc.02-16-2017
Ronald AustinLPL Financial LLCAvantax Investment Services, Inc.$10901-19-2017
Jeffrey Bill BakerVanderbilt Securities, LLCAvantax Investment Services, Inc.$1007-11-2011
Mark Randall HannahPotts, Hannah & Fischer Wealth Management Group, LLCAvantax Investment Services, Inc.01-03-2011
Rickie Gerald DavisonDavison Wealth Management, LLCAvantax Investment Services, Inc.03-08-2010

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.