Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tawa N. TorryApex Clearing CorporationAvantax Investment Services, Inc.08-28-2020
Matthew R. SmithFidelity Brokerage Services LLCAvantax Investment Services, Inc.03-25-2020
Richard Lewis Spencer IIIKestra Investment Services, LLCAvantax Investment Services, Inc.03-09-2020
Nathan Ryan BitnerCharles Schwab & Co., Inc.Avantax Investment Services, Inc.$15002-03-2020
David Matthew SchwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvantax Investment Services, Inc.02-03-2020
Lisa Rene CallowayCambridge Investment Research, Inc.Avantax Investment Services, Inc.$1001-23-2020
Jessie C. BrownMML Investors Services, LLCAvantax Investment Services, Inc.01-15-2020
Jonathan Michael DoddCharles Schwab & Co., Inc.Avantax Investment Services, Inc.$1001-02-2020
Luis A AvilaNYLIFE Securities LLCAvantax Investment Services, Inc.12-26-2019
Saeed S BowensJ.P. Morgan Securities LLCAvantax Investment Services, Inc.10-23-2019
Ramona CedenoAvantax Investment Services, Inc.Avantax Investment Services, Inc.07-30-2019
Justin DuquetteAvantax Investment Services, Inc.Avantax Investment Services, Inc.07-20-2019
Tracy Diane ValeroLPL Financial LLCAvantax Investment Services, Inc.06-19-2019
Edward Charles Forker Jr.Avantax Investment Services, Inc.Avantax Investment Services, Inc.05-30-2019
Karim Ghulam AliAvantax Investment Services, Inc.Avantax Investment Services, Inc.05-29-2019
Duncan Trang PhamCetera Financial Specialists LLCAvantax Investment Services, Inc.05-21-2019
Chad Alan SmithHeritage Financial PlanningAvantax Investment Services, Inc.04-23-2019
Zahid RezaAmeriprise Financial Services, LLCAvantax Investment Services, Inc.$2404-11-2019
Suresh Amthalal ShahDominion Investor Services, Inc.Avantax Investment Services, Inc.02-26-2019
Nancy Louise WinnAvantax Investment Services, Inc.Avantax Investment Services, Inc.01-29-2019
Thomas William Springer IIIAvantax Investment Services, Inc.Avantax Investment Services, Inc.01-22-2019
Cynthia Jane LovelyAvantax Investment Services, Inc.Avantax Investment Services, Inc.01-02-2019
Barbara Elizabeth LeonardLPL Financial LLCAvantax Investment Services, Inc.12-12-2018
Eileen Hall LawLPL Financial LLCAvantax Investment Services, Inc.$5012-06-2018
Amanda Gayle DoironLPL Financial LLCAvantax Investment Services, Inc.12-06-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.