Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christina Hall JamesHighTower Securities, LLCBB&T Investment Services, Inc.09-01-2017
Paul M. BarbieriPruco Securities, LLC.BB&T Investment Services, Inc.07-11-2017
Jerry Lee McMillanBeacon Wealth Consultants, Inc.BB&T Investment Services, Inc.04-27-2017
Harold Rucker VincentOppenheimer & Co. Inc.BB&T Investment Services, Inc.04-20-2017
Jonathan Richard FerrellWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.03-31-2017
Christopher Ahlgren LawsonWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.11-03-2016
William Paul ComerInfinex Investments, Inc.BB&T Investment Services, Inc.09-12-2016
Darcus Ellen BrenemanINVEST Financial CorporationBB&T Investment Services, Inc.$1008-04-2016
Jeremy Thomas MarcumMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.06-08-2016
Khoanam DuongCharles Schwab & Co., Inc.BB&T Investment Services, Inc.05-11-2016
Joseph William Omalley IVMutual of Omaha Investor Services, Inc.BB&T Investment Services, Inc.05-04-2016
Mark Joseph MagnoneM&T Securities, Inc.BB&T Investment Services, Inc.$1002-11-2016
Roger Eugene WintersSunTrust Investment Services, Inc.BB&T Investment Services, Inc.02-09-2016
Ellen Honeycutt WilbornVALIC Financial Advisors, Inc.BB&T Investment Services, Inc.12-18-2015
Benjamin Aneurin Huggin Jr.EQIS Capital ManagementBB&T Investment Services, Inc.11-12-2015
Curtis Leon Lassiter Jr.Wells Fargo Clearing Services, LLCBB&T Investment Services, Inc.07-31-2015
Patrycja PlucinskiSunTrust Investment Services, Inc.BB&T Investment Services, Inc.$107-24-2015
Enoch Scott ArnettInfinex Investments, Inc.BB&T Investment Services, Inc.04-01-2015
Elizabeth Ann UpdikeWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.01-09-2015
Michael N. HudginsSunTrust Investment Services, Inc.BB&T Investment Services, Inc.$10009-26-2014
Joshua Adam StrangeSunTrust Investment Services, Inc.BB&T Investment Services, Inc.07-17-2014
James L. SpickardAmeriprise Financial Services, LLCBB&T Investment Services, Inc.05-09-2014
Roberta Zmuda GreenspanSunTrust Investment Services, Inc.BB&T Investment Services, Inc.04-16-2014
Torsten Blaine HermansenWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.06-03-2013
Michael Craig MyersWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.03-08-2013
Next Page »

Showing 1 to 25 of 42 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.