Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sadia Jennifer MarschSynovus Securities, Inc.BB&T Securities, LLC08-01-2019
Heather Ann YearlyFidelity Brokerage Services LLCBB&T Securities, LLC07-16-2019
Jason William RidingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC07-15-2019
Destinee Wigley SandersCetera Investment Services LLCBB&T Securities, LLC06-30-2019
William SewellJanney Montgomery Scott LLCBB&T Securities, LLC06-20-2019
William Haslett SewellJanney Montgomery Scott LLCBB&T Securities, LLC$2606-20-2019
William Eddins Galloway JrAdvisory Services NetworkBB&T Securities, LLC06-07-2019
Susan Hughey WalkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC$5005-21-2019
Thomas Utterback GrinnellAE Wealth Management, LLCBB&T Securities, LLC05-08-2019
Ryan Wallace KlingFidelity Brokerage Services LLCBB&T Securities, LLC04-26-2019
Gretchen Sienna DoughertyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC04-16-2019
Albert Barry BurnsCUSO Financial Services, L.P.BB&T Securities, LLC04-01-2019
Janet Lynn ChilesWells Fargo Clearing Services, LLCBB&T Securities, LLC01-11-2019
William Bradford FlowersPruco Securities, LLC.BB&T Securities, LLC01-08-2019
Joel Dermont AyersAmeriprise Financial Services, LLCBB&T Securities, LLC12-19-2018
Christopher Michael ReaumeLPL Financial LLCBB&T Securities, LLC12-19-2018
Richard M Appling IIICUNA Brokerage Services, Inc.BB&T Securities, LLC12-18-2018
Joseph ShacklockBirch Run Investments, LLCBB&T Securities, LLC12-08-2018
Erica J AllenM Holdings Securities, Inc.BB&T Securities, LLC11-12-2018
Donald Edward ByrdParkland Securities, LLCBB&T Securities, LLC$5011-09-2018
Matthew Marc MedveskyEdward JonesBB&T Securities, LLC11-05-2018
John L CadwellRaymond James Financial Services, Inc.BB&T Securities, LLC10-30-2018
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
Austin Thomas ClarkLPL Financial LLCBB&T Securities, LLC10-26-2018
Daniel Kenefick FryerWells Fargo Clearing Services, LLCBB&T Securities, LLC10-18-2018
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.