Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mucio Dumit CarlonChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.01-12-2009
Ann Galvin ReWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.02-27-2009
Salvador ChavezSWBC Investment Services, LLCBBVA Compass Investment Solutions, Inc.$50003-11-2009
Barry Lee HarrisWells Fargo Investments, LLCBBVA Compass Investment Solutions, Inc.04-06-2009
Darryl Keith GoolsbyVALIC Financial Advisors, Inc.BBVA Compass Investment Solutions, Inc.06-15-2009
Kellie Marie GrigarInvestment Professionals, Inc.BBVA Compass Investment Solutions, Inc.07-06-2009
Dana Eric WeddleBOK Financial Securities, Inc.BBVA Compass Investment Solutions, Inc.$10008-03-2009
Timothy Clark WattsWoodbury Financial Services, Inc.BBVA Compass Investment Solutions, Inc.10-15-2009
Ovidio Campos Celaya Jr.Wells Fargo Investments, LLCBBVA Compass Investment Solutions, Inc.$50010-30-2009
Carlos Manuel ChapaEdward JonesBBVA Compass Investment Solutions, Inc.11-23-2009
Donna Jean ClineQuestar Capital CorporationBBVA Compass Investment Solutions, Inc.$10012-01-2009
Larry Paul BurrowsBB&T Investment Services, Inc.BBVA Compass Investment Solutions, Inc.$10012-07-2009
Kristine Elizabeth ReesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.03-09-2010
Justin Coy JacobsAvondale Wealth Management LLCBBVA Compass Investment Solutions, Inc.03-26-2010
Patricia Ann BuergerChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.03-29-2010
Sandra Rae RushChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.04-01-2010
Dean Andrew WolpertLPL Financial LLCBBVA Compass Investment Solutions, Inc.$15004-05-2010
Alan Joel SchmidtU.S. Bancorp Investments, Inc.BBVA Compass Investment Solutions, Inc.04-30-2010
Katya Lynn Thompson-CantuCUNA Brokerage Services, Inc.BBVA Compass Investment Solutions, Inc.05-17-2010
Sophia Lee SewellWells Fargo Investments, LLCBBVA Compass Investment Solutions, Inc.06-15-2010
Tonya Marie HarperU.S. Bancorp Investments, Inc.BBVA Compass Investment Solutions, Inc.$50006-30-2010
Rhea Ann KerleyChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.06-30-2010
Jeffrey Lynn BurgessMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Compass Investment Solutions, Inc.07-26-2010
Nicole Danielle JervisThe Huntington Investment CompanyBBVA Compass Investment Solutions, Inc.08-26-2010
Maria Guadalupe SanudoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Compass Investment Solutions, Inc.09-20-2010
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.