Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luis A Avila1st Global Capital Corp.BBVA Securities Inc.$2501-07-2016
Alan Michael RomeroAllstate Financial Services, LLCBBVA Securities Inc.$6205-14-2018
Deanna Chamagne WilliamsAllstate Financial Services, LLCBBVA Securities Inc.12-03-2013
Jose G. Martinez Jr.Allstate Financial Services, LLCBBVA Securities Inc.11-21-2013
William Clarence Larkin Jr.American Portfolios Financial Services, Inc.BBVA Securities Inc.01-08-2015
Edward Vernell EstesAmeriprise Financial Services, Inc.BBVA Securities Inc.05-15-2015
Clay Matthew CochranAmeriprise Financial Services, Inc.BBVA Securities Inc.09-04-2014
Jared Landon CainBrokers International Financial Services, LLC.BBVA Securities Inc.05-10-2016
Merissa Lynn BrinkerhoffCenter Street Securities, Inc.BBVA Securities Inc.08-18-2015
Amanda Marie GibsonCetera Advisors LLCBBVA Securities Inc.10-28-2014
Anna Huiping L LiCetera Investment Services LLCBBVA Securities Inc.01-09-2019
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$2511-02-2018
Stephen Richard SmithCetera Investment Services LLCBBVA Securities Inc.$2503-16-2017
Vickie Renee BoggioCetera Investment Services LLCBBVA Securities Inc.07-19-2013
Matthew John RigoliCitigroup Global Markets Inc.BBVA Securities Inc.08-09-2018
Bernadette Ann StoneComerica SecuritiesBBVA Securities Inc.09-27-2017
James David Armer Jr.CUNA Brokerage Services, Inc.BBVA Securities Inc.06-12-2018
Jorge MaciasCUNA Brokerage Services, Inc.BBVA Securities Inc.06-15-2016
Alfredo K. VazquezCUSO Financial Services, L.P.BBVA Securities Inc.10-03-2017
Rafael BalderrabanoCUSO Financial Services, L.P.BBVA Securities Inc.$2508-19-2014
John Clinton KirbyDreamWork Financial GroupBBVA Securities Inc.06-17-2015
Oliver Christian PuhrEdward JonesBBVA Securities Inc.01-18-2019
Stephen Robert PhairEdward JonesBBVA Securities Inc.08-17-2018
Erick Robert KroskyEdward JonesBBVA Securities Inc.$10002-17-2017
Scott C. FrancisEdward JonesBBVA Securities Inc.09-23-2016
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Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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