Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph CummingsMorgan StanleyBBVA Securities Inc.08-23-2019
William Joseph CummingsMorgan StanleyBBVA Securities Inc.08-23-2019
Hanlu YeWells Fargo Clearing Services, LLCBBVA Securities Inc.06-28-2019
Charles Laurence PoseyGreenbrier Financial LLCBBVA Securities Inc.05-14-2019
Jodi C. PickensJ.P. Morgan Securities LLCBBVA Securities Inc.04-29-2019
Sarah Topham BarajasTD Ameritrade Investment Management, LLCBBVA Securities Inc.04-02-2019
Dennis RushingLPL Financial LLCBBVA Securities Inc.03-11-2019
Susan M. TaylorSynovus Securities, Inc.BBVA Securities Inc.02-11-2019
Oliver Christian PuhrEdward JonesBBVA Securities Inc.01-18-2019
Anna Huiping L LiCetera Investment Services LLCBBVA Securities Inc.01-09-2019
Emory T. ErbWells Fargo Clearing Services, LLCBBVA Securities Inc.01-09-2019
Tiffany Teel HouseRaymond James Financial Services, Inc.BBVA Securities Inc.01-07-2019
Jacob Nolan GuinnLPL Financial LLCBBVA Securities Inc.12-17-2018
Gerardo MendozaPruco Securities, LLC.BBVA Securities Inc.12-17-2018
Bryan A. WilfonVALIC Financial Advisors, Inc.BBVA Securities Inc.12-17-2018
Matthew Eric SymeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.11-28-2018
Maria Crestina PerezNYLIFE Securities LLCBBVA Securities Inc.11-14-2018
Eddie B Gassaway IIWells Fargo Clearing Services, LLCBBVA Securities Inc.11-02-2018
Travis R. BloomPruco Securities, LLC.BBVA Securities Inc.11-01-2018
Sherryll L.P. AtkinsTD Ameritrade Investment Management, LLCBBVA Securities Inc.09-06-2018
Stephen Robert PhairEdward JonesBBVA Securities Inc.08-17-2018
Matthew John RigoliCitigroup Global Markets Inc.BBVA Securities Inc.08-09-2018
Aishah SmithWells Fargo Clearing Services, LLCBBVA Securities Inc.08-08-2018
Oscar O. SilvaLPL Financial LLCBBVA Securities Inc.08-01-2018
Shawn Marie FelicianoFirst Command Financial Planning, Inc.BBVA Securities Inc.07-25-2018
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Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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