Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron K. RainwaterWells Fargo Clearing Services, LLCBBVA Securities Inc.06-20-2014
Aishah SmithWells Fargo Clearing Services, LLCBBVA Securities Inc.08-08-2018
Alejandro FloresWells Fargo Clearing Services, LLCBBVA Securities Inc.06-30-2017
Cynthia D. MiddletonWells Fargo Clearing Services, LLCBBVA Securities Inc.$5004-06-2016
David Andrew ShaverWells Fargo Clearing Services, LLCBBVA Securities Inc.12-07-2016
David Ardashir KrikorianWells Fargo Clearing Services, LLCBBVA Securities Inc.12-08-2015
David B. WalkerWells Fargo Clearing Services, LLCBBVA Securities Inc.06-15-2018
David Picton Suttles Jr.Wells Fargo Clearing Services, LLCBBVA Securities Inc.06-07-2017
Diego Alejandro Arizmendi ArmentaWells Fargo Clearing Services, LLCBBVA Securities Inc.03-06-2020
Eddie B Gassaway IIWells Fargo Clearing Services, LLCBBVA Securities Inc.11-02-2018
Emory T. ErbWells Fargo Clearing Services, LLCBBVA Securities Inc.01-09-2019
Geoffrey Daniel AdamsWells Fargo Clearing Services, LLCBBVA Securities Inc.01-30-2020
Giovanni Antonio MalatestaWells Fargo Clearing Services, LLCBBVA Securities Inc.04-28-2017
Guyang Cliff XuWells Fargo Clearing Services, LLCBBVA Securities Inc.01-24-2020
Hanlu YeWells Fargo Clearing Services, LLCBBVA Securities Inc.06-28-2019
Iris L. DiazWells Fargo Clearing Services, LLCBBVA Securities Inc.07-03-2018
Joe M. AbbottWells Fargo Clearing Services, LLCBBVA Securities Inc.06-05-2018
Kenneth Michael PalominoWells Fargo Clearing Services, LLCBBVA Securities Inc.09-23-2013
Kristin Nicole CampbellWells Fargo Clearing Services, LLCBBVA Securities Inc.$10005-20-2013
Kylie N. PickenbrockWells Fargo Clearing Services, LLCBBVA Securities Inc.04-21-2020
Larissa Marie MirandaWells Fargo Clearing Services, LLCBBVA Securities Inc.01-31-2019
Lynn Marie GillWells Fargo Clearing Services, LLCBBVA Securities Inc.08-15-2013
Marco A. RodriguezWells Fargo Clearing Services, LLCBBVA Securities Inc.01-22-2018
Matthew McCannWells Fargo Clearing Services, LLCBBVA Securities Inc.08-27-2019
Michael Claude MarshallWells Fargo Clearing Services, LLCBBVA Securities Inc.12-12-2019
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.