Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly F MyersCUNA Brokerage Services, Inc.BBVA Securities Inc.09-02-2020
Susan FragosoWells Fargo Clearing Services, LLCBBVA Securities Inc.06-23-2020
Robert Daniel MazurWells Fargo Clearing Services, LLCBBVA Securities Inc.03-06-2020
David Bruce RocheMML Investors Services, LLCBBVA Securities Inc.$2512-05-2019
Renae WatkinsWells Fargo Clearing Services, LLCBBVA Securities Inc.$15009-17-2019
Najla Hisham ArekatWells Fargo Clearing Services, LLCBBVA Securities Inc.$15003-29-2019
Larissa Marie MirandaWells Fargo Clearing Services, LLCBBVA Securities Inc.01-31-2019
Nancy Veronica AguileraEdward JonesBBVA Securities Inc.01-29-2019
Gerardo MendozaPruco Securities, LLC.BBVA Securities Inc.12-17-2018
Matthew Eric SymeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.11-28-2018
Travis R BloomPruco Securities, LLC.BBVA Securities Inc.11-01-2018
Stephen Robert PhairEdward JonesBBVA Securities Inc.08-17-2018
Shawn Marie FelicianoFirst Command Brokerage Services, Inc.BBVA Securities Inc.07-25-2018
James Jason Lee AtwaterPruco Securities, LLC.BBVA Securities Inc.03-29-2018
David K LundgrenGoldman Sachs Personal Financial ManagementBBVA Securities Inc.07-27-2017
Justin NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.04-03-2017
Erick Robert KroskyEdward JonesBBVA Securities Inc.$10002-17-2017
Christopher A BajalJ.P. Morgan Securities LLCBBVA Securities Inc.06-23-2016
Merissa Lynn BrinkerhoffCenter Street Securities, Inc.BBVA Securities Inc.08-18-2015

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.