Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lori Lynn ZimmermannBancWest Investment Services, Inc.BBVA Securities Inc.05-07-2015
Merissa Lynn BrinkerhoffCenter Street Securities, Inc.BBVA Securities Inc.08-18-2015
Nancy Veronica AguileraEdward JonesBBVA Securities Inc.$10001-29-2019
Erick Robert KroskyEdward JonesBBVA Securities Inc.$10002-17-2017
Shawn Marie FelicianoFirst Command Financial Planning, Inc.BBVA Securities Inc.07-25-2018
Teresa M AgrestaFleming Financial ServicesBBVA Securities Inc.08-28-2015
Eric Christopher KnowlesJ.P. Morgan Securities LLCBBVA Securities Inc.09-26-2018
Eric L. SmithJ.P. Morgan Securities LLCBBVA Securities Inc.08-28-2018
Christopher A. BajalJ.P. Morgan Securities LLCBBVA Securities Inc.06-23-2016
Angela Dolores MelenovichLPL Financial LLCBBVA Securities Inc.03-18-2016
Matthew Eric SymeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.11-28-2018
Justin Wray NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.04-03-2017
David Bruce RocheMML Investors Services, LLCBBVA Securities Inc.$2512-10-2019
Kenneth Reginald LewOppenheimer & Co. Inc.BBVA Securities Inc.$10003-03-2017
Gerardo MendozaPruco Securities, LLC.BBVA Securities Inc.12-17-2018
Travis R. BloomPruco Securities, LLC.BBVA Securities Inc.11-01-2018
James Jason Lee AtwaterPruco Securities, LLC.BBVA Securities Inc.03-29-2018
Tiffany Teel HouseRaymond James Financial Services, Inc.BBVA Securities Inc.01-07-2019
Vincent Joseph PameliaUSAA Financial Advisors, Inc.BBVA Securities Inc.01-17-2019
Manuel A. RamirezVALIC Financial Advisors, Inc.BBVA Securities Inc.10-15-2018
Karl Eric HaasW&S Brokerage Services, Inc.BBVA Securities Inc.$25009-11-2015
Dion Roy ServentiWaddell & ReedBBVA Securities Inc.05-14-2019
Renae Lyn WatkinsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.$15009-17-2019
Najla Hisham ArekatWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.$15003-29-2019
Larissa Marie MirandaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Securities Inc.01-31-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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