Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luis A Avila1st Global Capital Corp.BBVA Securities Inc.$2501-07-2016
Jose G. Martinez Jr.Allstate Financial Services, LLCBBVA Securities Inc.11-21-2013
Edward Vernell EstesAmeriprise Financial Services, Inc.BBVA Securities Inc.05-15-2015
Jared Landon CainBrokers International Financial Services, LLC.BBVA Securities Inc.05-10-2016
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$2511-02-2018
Vickie Renee BoggioCetera Investment Services LLCBBVA Securities Inc.07-19-2013
Bernadette Ann StoneComerica SecuritiesBBVA Securities Inc.09-27-2017
Jorge MaciasCUNA Brokerage Services, Inc.BBVA Securities Inc.06-15-2016
Alfredo K. VazquezCUSO Financial Services, L.P.BBVA Securities Inc.10-03-2017
Rafael BalderrabanoCUSO Financial Services, L.P.BBVA Securities Inc.$2508-19-2014
Oliver Christian PuhrEdward JonesBBVA Securities Inc.01-18-2019
Chad Thomas JonesFrost Brokerage Services, Inc.BBVA Securities Inc.$1004-05-2017
Jamie Lee YanezJ.P. Morgan Securities LLCBBVA Securities Inc.08-29-2017
Tammie Weber KnoppJ.P. Morgan Securities LLCBBVA Securities Inc.03-15-2017
Juan Carlos ZayasJ.P. Morgan Securities LLCBBVA Securities Inc.01-13-2015
Blaize N. KaduruJ.P. Morgan Securities LLCBBVA Securities Inc.$1002-05-2014
Carol Susan MackieLion Street Financial, LLCBBVA Securities Inc.11-07-2017
Tammra Lynette McCordLion Street Financial, LLCBBVA Securities Inc.10-19-2017
Oscar O. SilvaLPL Financial LLCBBVA Securities Inc.08-01-2018
Rafael MataLPL Financial LLCBBVA Securities Inc.07-18-2018
Ahren Richard SchulzLPL Financial LLCBBVA Securities Inc.11-09-2016
Tyler Hamilton SteeleLPL Financial LLCBBVA Securities Inc.$15008-08-2016
Misti Dawn FloresLPL Financial LLCBBVA Securities Inc.07-05-2016
Kevin Meredith McCoy IILPL Financial LLCBBVA Securities Inc.$2502-09-2016
Jessyca Robyn MillerLPL Financial LLCBBVA Securities Inc.08-24-2015
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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