Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen John TemmerFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.$15006-24-2009
David Thomas BartosiakNational Securities CorporationBMO Harris Financial Advisors, Inc.12-09-2010
Robert Douglas FoltzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBMO Harris Financial Advisors, Inc.02-11-2011
Christopher Ryan KrzusU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$2506-27-2011
Daniel Michael HarrisAmeriprise Financial Services, LLCBMO Harris Financial Advisors, Inc.$5009-16-2011
Dudley J. BalzerLPL Financial LLCBMO Harris Financial Advisors, Inc.$2509-29-2011
Thomas Lee HowardSanctuary Securities, Inc.BMO Harris Financial Advisors, Inc.$2501-13-2012
Brian K GreggChase Investment Services Corp.BMO Harris Financial Advisors, Inc.07-30-2012
Paul Carl SterkLPL Financial LLCBMO Harris Financial Advisors, Inc.$1011-07-2012
John Joseph GraneyNicol Investors CorporationBMO Harris Financial Advisors, Inc.01-02-2013
Jorge Ivan RiveraPNC InvestmentsBMO Harris Financial Advisors, Inc.07-25-2013
Marcin Piotr KapralAmeriprise Financial Services, LLCBMO Harris Financial Advisors, Inc.07-30-2013
Donald Gregg DuvallWintrust Investments LLCBMO Harris Financial Advisors, Inc.09-20-2013
Thomas James GruszkaLPL Financial LLCBMO Harris Financial Advisors, Inc.12-17-2013
Helen Joan TorscherRoyal Alliance Associates, Inc.BMO Harris Financial Advisors, Inc.$2501-16-2014
Hernand HernandezJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.$2502-17-2014
John Keith Nicholson Sr.Kovitz Securities, LLCBMO Harris Financial Advisors, Inc.04-15-2014
Mazen Elias ZanayedPNC InvestmentsBMO Harris Financial Advisors, Inc.05-19-2014
Joy Michele WinkMerrill Lynch, Pierce, Fenner & Smith IncorporatedBMO Harris Financial Advisors, Inc.07-07-2014
Scott C. GermanJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.08-12-2014
Neil John MoscickiWintrust Investments LLCBMO Harris Financial Advisors, Inc.$2507-31-2015
Peter Timothy UihleinNorthwestern Mutual Investment Services, LLCBMO Harris Financial Advisors, Inc.08-28-2015
Donald HeatherlyNorthern Trust Securities, Inc.BMO Harris Financial Advisors, Inc.09-21-2015
Harman S. MangatJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.10-01-2015
Brian James BushnellCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.11-27-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.