Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher D. FetzerU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$105-31-2019
Derek Matthew HahnWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$5011-14-2018
Elizabeth Ellen SwartWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$15011-14-2018
Jacquelyn Marie GrafU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.02-13-2018
Scott Carl WautersLPL Financial LLCBMO Harris Financial Advisors, Inc.11-17-2017
Michael John MihmH. Beck, Inc.BMO Harris Financial Advisors, Inc.10-04-2017
Leesa Nadyne GilliamPNC InvestmentsBMO Harris Financial Advisors, Inc.09-11-2017
Ryan James ThorpeThrivent Investment Management Inc.BMO Harris Financial Advisors, Inc.08-09-2017
Christopher John LeweinU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$5005-31-2017
Susan Marie OlsonU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.05-31-2017
Andrei M JungePruco Securities, LLC.BMO Harris Financial Advisors, Inc.04-19-2017
Richard Victor FincoAmeriprise Financial Services, Inc.BMO Harris Financial Advisors, Inc.04-11-2017
Brian Patrick WloszczynskiWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$5003-16-2017
Brandon R ArpsH. Beck, Inc.BMO Harris Financial Advisors, Inc.01-23-2017
James Evan SarowU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$5001-04-2017
Tanisha Cashon ShabazzJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.12-06-2016
Timothy John DamatoAssociated Investment Services, Inc.BMO Harris Financial Advisors, Inc.$5007-13-2016
Kyle Christopher PoplawskiWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.05-06-2016
Michael Robert HodanWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$5005-06-2016
Elizabeth Jane LailerRobert W. Baird & Co. IncorporatedBMO Harris Financial Advisors, Inc.03-14-2016
Anna Marie KottkeLPL Financial LLCBMO Harris Financial Advisors, Inc.01-05-2016
John Patrick ReillyJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.$3011-18-2015
Kristin Lenee ReeseThrivent Investment Management Inc.BMO Harris Financial Advisors, Inc.04-30-2015
Sandra Kay EarpAssociated Investment Services, Inc.BMO Harris Financial Advisors, Inc.$101-29-2015
David George BattenH. Beck, Inc.BMO Harris Financial Advisors, Inc.01-27-2015
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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