Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa D DawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBOK Financial Securities, Inc.03-09-2020
Kory Andrew AllsopArvest Wealth ManagementBOK Financial Securities, Inc.03-03-2020
Roger Preston LittlefieldMorgan StanleyBOK Financial Securities, Inc.01-23-2020
Zachary Dale ArcherAmeriprise Financial Services, LLCBOK Financial Securities, Inc.06-24-2019
Joseph Gregory HobbsLPL Financial LLCBOK Financial Securities, Inc.05-02-2019
Zack Tyler SkinnerJ.P. Morgan Securities LLCBOK Financial Securities, Inc.03-15-2019
Kathleen Annette VancurenArvest Wealth ManagementBOK Financial Securities, Inc.10-16-2018
Danny Loren WhiteArvest Wealth ManagementBOK Financial Securities, Inc.10-02-2018
Christopher Jerrod SchroederArvest Wealth ManagementBOK Financial Securities, Inc.08-13-2018
Dee Ross Hilliard MrCetera Advisors LLCBOK Financial Securities, Inc.07-19-2018
Matthew McGuireEdward JonesBOK Financial Securities, Inc.10-06-2017
John Mark JohnstonWells Fargo Clearing Services, LLCBOK Financial Securities, Inc.$20006-30-2017
Craig Alan CanardWells Fargo Clearing Services, LLCBOK Financial Securities, Inc.06-30-2017
Steve Lee FergusonArvest Wealth ManagementBOK Financial Securities, Inc.$15005-17-2017
Samuel Cowan PriceWells Fargo Clearing Services, LLCBOK Financial Securities, Inc.04-28-2017
Marilynda Robertson KuehnWells Fargo Clearing Services, LLCBOK Financial Securities, Inc.09-27-2016
Valerie Jean ZwostaWells Fargo Clearing Services, LLCBOK Financial Securities, Inc.$5012-04-2015
Michael Dennis SteinmetzMorgan StanleyBOK Financial Securities, Inc.04-09-2015
Andrew William HoodInvesTrust Consulting, LLCBOK Financial Securities, Inc.03-02-2015
Marcus Andrew HeckmanWells Fargo Clearing Services, LLCBOK Financial Securities, Inc.$2502-27-2015
Michael John WestermanCommonwealth Financial NetworkBOK Financial Securities, Inc.01-02-2015
Bradley Scott PriestCapital Advisors, Inc.BOK Financial Securities, Inc.04-04-2014
Ann Trent GarrettWells Fargo Clearing Services, LLCBOK Financial Securities, Inc.$1,00001-11-2013
Mitchell Kean RobinsonLPL Financial LLCBOK Financial Securities, Inc.01-07-2013

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.