Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lily LuSecurities America, Inc.Banc of America Investment Services, Inc.01-13-2010
Cody Doyle Hawkins-FitzgeraldInlet Securities, LLCBanc of America Investment Services, Inc.11-16-2009
Gary Alan RosenstoneIndependent Financial PartnersBanc of America Investment Services, Inc.10-29-2009
John Patrick TaylorTD Ameritrade Investment Management, LLCBanc of America Investment Services, Inc.$5010-27-2009
Renee Rose KremmNYLIFE Securities LLCBanc of America Investment Services, Inc.$2510-23-2009
Michelle Anne HazlettMorgan StanleyBanc of America Investment Services, Inc.10-22-2009
Tedric Emery HoornstraJ.W. Cole Financial, Inc.Banc of America Investment Services, Inc.10-19-2009
Landrum Hazel Henderson Jr.Robert W. Baird & Co. IncorporatedBanc of America Investment Services, Inc.$15010-19-2009
Daniel Charles ReganInvestors Capital Corp.Banc of America Investment Services, Inc.10-16-2009
David Martin MillerMcAdams Wright Ragen, Inc.Banc of America Investment Services, Inc.$5010-16-2009
Timothy John ManningHSBC Securities (USA) Inc.Banc of America Investment Services, Inc.10-15-2009
Michael Andrew SternWells Fargo Advisors Financial Network, LLCBanc of America Investment Services, Inc.$15010-14-2009
David Adam ErlichCitizens Securities, Inc.Banc of America Investment Services, Inc.10-12-2009
William L MeyerLPL Financial LLCBanc of America Investment Services, Inc.10-09-2009
Kimberly Rene SuperneauCetera Investment Services LLCBanc of America Investment Services, Inc.10-07-2009
Joshua David HartmanArvest Wealth ManagementBanc of America Investment Services, Inc.$2510-01-2009
Rhonda Lynn SmithRBC Capital Markets, LLCBanc of America Investment Services, Inc.10-01-2009
Lynn Christine SylerRBC Capital Markets, LLCBanc of America Investment Services, Inc.10-01-2009
Peter L. KugelerCitizens Securities, Inc.Banc of America Investment Services, Inc.09-28-2009
Carla Marina AlmeidaCitizens Securities, Inc.Banc of America Investment Services, Inc.09-28-2009
Diana G. TaksirCitizens Securities, Inc.Banc of America Investment Services, Inc.09-28-2009
Kristin M NickersonCitizens Securities, Inc.Banc of America Investment Services, Inc.09-28-2009
Timothy John WagnerWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$2509-25-2009
Ming Soo WongWells Fargo Investments, LLCBanc of America Investment Services, Inc.09-23-2009
Phillip M ReynoldsTBH Global Asset Management, LLCBanc of America Investment Services, Inc.09-22-2009
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Showing 1 to 25 of 420 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.