Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Allen St LiferAllstate Financial Services, LLCBanc of America Investment Services, Inc.$5002-20-2009
Kurt Marcus CarlsonAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.$2506-26-2009
Kevin Joseph MooreAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.05-01-2009
Graeme William LambAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.$2503-27-2009
Brian Joseph CaldwellAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.$15003-23-2009
Rodney Lee CampopianoAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.03-11-2009
Michael Sebastian GorgoneAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.03-09-2009
Michael James EvanoffAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.02-20-2009
Eric H FriedmanAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.02-20-2009
Phillip Patrick SielatyckiAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.$10001-09-2009
Lester Lovell HolmesBerthel, Fisher & Company Financial Services, Inc.Banc of America Investment Services, Inc.04-17-2009
Robert Christopher WaltersCary Street PartnersBanc of America Investment Services, Inc.$1,00007-31-2009
Michael Finn McCoolCary Street PartnersBanc of America Investment Services, Inc.$15007-31-2009
Marcela Garcia-DungyCharles Schwab & Co., Inc.Banc of America Investment Services, Inc.06-08-2009
Lynette AnconaCharles Schwab & Co., Inc.Banc of America Investment Services, Inc.$1005-18-2009
Walter Christopher WulfCitigroup Global Markets Inc.Banc of America Investment Services, Inc.03-27-2009
Diana G TaksirCitizens Securities, Inc.Banc of America Investment Services, Inc.09-28-2009
John T ValentineCitizens Securities, Inc.Banc of America Investment Services, Inc.$5008-10-2009
Richard Farley Decker JrCitizens Securities, Inc.Banc of America Investment Services, Inc.03-09-2009
Karen Roelke McCloskeyCMH Wealth Management, LLCBanc of America Investment Services, Inc.05-14-2009
Phillip Crowell Burnett JrCoker & PalmerBanc of America Investment Services, Inc.08-18-2009
Quang Thi PhanCUSO Financial Services, L.P.Banc of America Investment Services, Inc.04-01-2009
Gor G AntashyanEdward JonesBanc of America Investment Services, Inc.$2507-27-2009
Jeffrey David LabbeEdward JonesBanc of America Investment Services, Inc.$5001-07-2009
Steven James BoschertFidelity Brokerage Services LLCBanc of America Investment Services, Inc.08-24-2009
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Showing 1 to 25 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.