Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ted Andrew ScharchUBS Financial Services Inc.Banc of America Investment Services, Inc.$15001-02-2009
Jeffrey David LabbeEdward JonesBanc of America Investment Services, Inc.01-07-2009
Thomas Richard MahowskiWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.01-08-2009
Phillip Patrick SielatyckiAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$10001-09-2009
Jared Severin JohnsonPlanMember Securities CorporationBanc of America Investment Services, Inc.01-15-2009
Ines RossWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.01-23-2009
Renato Mielak BoacWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.01-26-2009
Stuart N SchwartzOppenheimer & Co. Inc.Banc of America Investment Services, Inc.$15001-30-2009
Hugh Francis Breslin, Philip Charles Allen Jr.UBS Financial Services Inc.Banc of America Investment Services, Inc.01-30-2009
Thomas Reese NewbreyLPL Financial LLCBanc of America Investment Services, Inc.01-30-2009
Kevin Thomas HornWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5002-05-2009
Anthony Edward NavarroWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-09-2009
John Gildersleeve MeakinLPL Financial LLCBanc of America Investment Services, Inc.02-09-2009
Joel Bernard DavisWaddell & ReedBanc of America Investment Services, Inc.02-12-2009
Robert Lee Rose IIWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-13-2009
Katrina Horace EverettWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-13-2009
Paul Andrew CallanderVoya Financial Advisors, Inc.Banc of America Investment Services, Inc.02-17-2009
Michael James EvanoffAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.$5002-20-2009
Roger Allen St. LiferAllstate Financial Services, LLCBanc of America Investment Services, Inc.$1002-20-2009
Allen Ira SaundersUBS Financial Services Inc.Banc of America Investment Services, Inc.02-20-2009
Sean M McGrathWestern International Securities, Inc.Banc of America Investment Services, Inc.02-20-2009
Eric H FriedmanAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.02-20-2009
Michael Corey CarsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-26-2009
Debra Leanne PiercyWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$1002-27-2009
Philip Kevin BandleWintrust Investments LLCBanc of America Investment Services, Inc.02-27-2009
Next Page »

Showing 1 to 25 of 968 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.