Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Kevin BeckwithMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
Kenneth Homer KubikMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
Daniel Thomas McMahonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
Christopher George MalleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
Jonathan Robert SingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
Stephen Michael CallariMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
Douglas Isaac SchwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
George Albert LopesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
John Raleigh JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Roy Alexander CookMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
John Kenneth EkleberryMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Ted Kelly SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Michael Wayne ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Dennis Thomas KrukMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
James Brett RileyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Steven Wayne LoydMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Brian S CoulterMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Peter J. SimmondsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Dendy Leigh PappasMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
Daryl Scott PlanterMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
David Blaine AmmermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
Robert Andrew MacdonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
Michael Brian WorksMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
Warren Judson ScroggieMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
David Michael GreinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
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Showing 1 to 25 of 835 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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