Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Homer KubikMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
Stephen Michael CallariMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
Douglas Isaac SchwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$15010-23-2009
George Albert LopesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Roy Alexander CookMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Dennis Thomas KrukMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Dendy Leigh PappasMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
David Blaine AmmermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
Michael Brian WorksMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
Warren Judson ScroggieMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
Jack Louis Heiss IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$2510-23-2009
Thomas Michael McKeon Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$2510-23-2009
Eric Sebastian SidorMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$1010-23-2009
Shaun Michael LobeckMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$1010-23-2009
Stamatis Anestis ValaesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Edward Michael CahillMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Peter Michael PanchuraMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Scott David EricksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Joseph Giaquinto Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
John David Firestone Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
David Curry CrossMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Theodore James LatimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Michael Ronald CischkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
William Roland GroomMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Frank Everett DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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