Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Edward NavarroWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-09-2009
Anthony George PrioreWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-27-2009
Anthony John AnthonyWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-27-2009
Bill John CallisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$15002-20-2009
Bradley Allen GallimoreWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-29-2009
Carolyn Ann FeltonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-16-2009
Christian FragosoWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-27-2009
Christopher A. GervaiseWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-20-2009
Christopher David FontanaWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$10003-31-2009
Christopher Grant LawsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-20-2009
Cole Doyle ConnerWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-09-2009
Dara Fayola StewartWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-16-2009
Debra Leanne PiercyWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$1002-27-2009
Douglas Hart BirnieWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-20-2009
Elizabeth Lee Rabbitt-StephenWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-11-2009
Eric Paul LovasWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.09-18-2009
Franklin Christopher ScudderWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-31-2009
Gregory Frank HarrisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$10003-20-2009
Haim Hen SanderWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-13-2009
Harry James Pilson IIWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$10002-20-2009
Hengameh MirzaiWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.07-31-2009
Ines RossWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.01-23-2009
Ivette Marie SanchezWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-27-2009
James Alan FrangenbergWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.05-26-2009
James Patrick HarringtonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-15-2009
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.