Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William L MeyerLPL Financial LLCBanc of America Investment Services, Inc.10-09-2009
Steven John KoopalCharles Schwab & Co., Inc.Banc of America Investment Services, Inc.09-03-2009
Michael Anthony NewFifth Third Securities, Inc.Banc of America Investment Services, Inc.08-17-2009
Bruce Arnold SturgeonWintrust Investments LLCBanc of America Investment Services, Inc.08-14-2009
Cataldo PaniciWintrust Investments LLCBanc of America Investment Services, Inc.07-17-2009
Jonathan William DawsonWintrust Investments LLCBanc of America Investment Services, Inc.07-17-2009
Karen KilinskisWintrust Investments LLCBanc of America Investment Services, Inc.07-06-2009
Westley Werner IllerChase Investment Services Corp.Banc of America Investment Services, Inc.05-01-2009
Walter Christopher WulfCitigroup Global Markets Inc.Banc of America Investment Services, Inc.03-27-2009
Philip Kevin BandleWintrust Investments LLCBanc of America Investment Services, Inc.02-27-2009
Ryan James NottestadUBS Financial Services Inc.Banc of America Investment Services, Inc.02-13-2009
Hugh Francis BreslinUBS Financial Services Inc.Banc of America Investment Services, Inc.01-30-2009
Philip Charles Allen Jr.UBS Financial Services Inc.Banc of America Investment Services, Inc.01-30-2009

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.