Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Landrum Hazel Henderson Jr.Robert W. Baird & Co. IncorporatedBanc of America Investment Services, Inc.$15010-19-2009
Densel FlemingVintage Wealth Management GroupBanc of America Investment Services, Inc.08-17-2009
Jason Craig HarrisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.07-31-2009
Samuel John FisherBB&T Investment Services, Inc.Banc of America Investment Services, Inc.07-07-2009
Randy Franklin SpiveyRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.06-29-2009
Roger Sanchez WiltseUBS Financial Services Inc.Banc of America Investment Services, Inc.06-10-2009
Matthew Ray RiggsRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.05-22-2009
Nicholas David St GeorgeUBS Financial Services Inc.Banc of America Investment Services, Inc.05-20-2009
Britt Franklin WrightEdward JonesBanc of America Investment Services, Inc.05-15-2009
Kelly L LawrenceRCH SecuritiesBanc of America Investment Services, Inc.05-11-2009
Richard Dwayne TesseneerWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-29-2009
Christopher A. GervaiseWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-20-2009
William Charles ThomsonLPL Financial LLCBanc of America Investment Services, Inc.04-16-2009
Carolyn Ann FeltonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-16-2009
Joshua Morgan PruittWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-14-2009
Cole Doyle ConnerWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-09-2009
Nicholas David St GeorgeBanc of America Investment Services, Inc.Banc of America Investment Services, Inc.04-04-2009
Quang Thi PhanCUSO Financial Services, L.P.Banc of America Investment Services, Inc.04-01-2009
Jerod Omar HubbardWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-26-2009
Bruce Wynne SharpeUBS Financial Services Inc.Banc of America Investment Services, Inc.$15003-16-2009
William Gerald SmithUBS Financial Services Inc.Banc of America Investment Services, Inc.$15003-16-2009
Peter John LaboyWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$15003-13-2009
Robert Warren Brooks IVAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.$5002-27-2009
Kristopher James BurnhamTIAA-CREF Individual & Institutional Services, LLCBanc of America Investment Services, Inc.02-23-2009
Michael Edward RubleBB&T Investment Services, Inc.Banc of America Investment Services, Inc.02-20-2009
Next Page »

Showing 1 to 25 of 28 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.