Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shane MontejanoCharles Schwab & Co., Inc.BancWest Investment Services, Inc.07-24-2020
Charles David LautzSecurities America, Inc.BancWest Investment Services, Inc.$10003-13-2020
Charles Spencer GouldMerrill Lynch, Pierce, Fenner & Smith IncorporatedBancWest Investment Services, Inc.03-06-2020
Kevin Duane MayoFalcon Wealth Planning, Inc.BancWest Investment Services, Inc.02-13-2020
Yvonne C. FloresMerrill Lynch, Pierce, Fenner & Smith IncorporatedBancWest Investment Services, Inc.01-27-2020
Christian MasariegoTD Ameritrade Investment Management, LLCBancWest Investment Services, Inc.01-22-2020
Gurvinder Kaur AujlaAvantax Investment Services, Inc.BancWest Investment Services, Inc.11-15-2019
Aria John KhaniFidelity Brokerage Services LLCBancWest Investment Services, Inc.09-20-2019
Susan Evelyn CallantineMorgan StanleyBancWest Investment Services, Inc.09-18-2019
Richard AbarcaFidelity Brokerage Services LLCBancWest Investment Services, Inc.09-11-2019
Whitney C. Corbett RohrerMorgan StanleyBancWest Investment Services, Inc.09-08-2019
John Barnett ZarchenLPL Financial LLCBancWest Investment Services, Inc.06-21-2019
Negin BanaeiUnionBanc Investment Services, LLCBancWest Investment Services, Inc.05-06-2019
Paul OhCitigroup Global Markets Inc.BancWest Investment Services, Inc.04-25-2019
Neil John OkeeffeCharles Schwab & Co., Inc.BancWest Investment Services, Inc.04-05-2019
Francis Neal Lizotte IIILPL Financial LLCBancWest Investment Services, Inc.03-25-2019
Amina MezouarAXA Advisors, LLCBancWest Investment Services, Inc.02-27-2019
Daniel K DhillonFidelity Brokerage Services LLCBancWest Investment Services, Inc.01-24-2019
Ellison DuranaCitigroup Global Markets Inc.BancWest Investment Services, Inc.10-08-2018
Ryan Patrick MollJ.P. Morgan Securities LLCBancWest Investment Services, Inc.09-24-2018
Cody Michael OkeefeAmeriprise Financial Services, LLCBancWest Investment Services, Inc.09-07-2018
Joseph Patrick YapaolaWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.08-31-2018
Scott Vincent CheoCity National Securities, Inc.BancWest Investment Services, Inc.$108-23-2018
Paul Michael DorseyRaymond James & Associates, Inc.BancWest Investment Services, Inc.$3807-06-2018
Jeffrey Clay GoodrichLPL Financial LLCBancWest Investment Services, Inc.$5006-15-2018
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Showing 1 to 25 of 163 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.