Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (current quarter)

Recruiting Gains

Firm	Total Moves
1. Stifel Nicolaus & Co.	18
2. Raymond James	11
3. LPL Financial	6
4. Ameriprise Financial	5
5. UBS Financial Services	5

Recruiting Losses

Firm	Total Moves
1. Wells Fargo Advisors	22
2. Merrill Lynch	12
3. Morgan Stanley Wealth Management	7
4. Ameriprise Financial	5
5. LPL Financial	5

Net Gains

Firm	Total Moves
1. Stifel Nicolaus & Co.	18
2. Raymond James	8
3. Janney Montgomery Scott	4
4. Kingsview Asset Management	3
5. Robert W. Baird & Co.	3

Net Losses

Firm	Total Moves
1. Wells Fargo Advisors	19
2. Merrill Lynch	12
3. Morgan Stanley Wealth Management	6
4. Hilliard Lyons	2
5. Bank of America Merrill Lynch	2

Latest moves

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Firm leaving: Bank of America Merrill Lynch

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Adviser(s)	Firm joining	Firm leaving	AUM ($M)	Date
Grayson Hopper	Stifel Nicolaus & Co.	Bank of America Merrill Lynch	$74	03-01-2019
Doug Haskin	Wells Fargo Advisors	Bank of America Merrill Lynch	$66	02-28-2019
Joseph Crespi	Stifel Nicolaus & Co.	Bank of America Merrill Lynch	$206	12-18-2018
John "Quint" Andrews	Raymond James	Bank of America Merrill Lynch	$110	12-18-2018
Ronald H. Holmes, Whitney E. Riley	Janney Montgomery Scott	Bank of America Merrill Lynch	$200	11-30-2018
Joseph Gronwald, Ryan Katahara, David Nakamoto	Ameriprise Financial	Bank of America Merrill Lynch	$188	11-29-2018
Rick McDonald	Viridian Advisors	Bank of America Merrill Lynch	$0	11-13-2018
Lawrence McDonnell, Frank McDonnell	Raymond James	Bank of America Merrill Lynch	$0	11-09-2018
Neil Abney, Trisha Abney	Ameriprise Financial	Bank of America Merrill Lynch	$100	11-05-2018
Dan Dwyer	First Republic Securities	Bank of America Merrill Lynch	$160	11-02-2018
Chris Buccheri, Dave Harris	Stifel Nicolaus & Co.	Bank of America Merrill Lynch	$330	11-01-2018
Gary Pace, Joshua Pace	First Republic Securities	Bank of America Merrill Lynch	$180	10-26-2018
Lee Crocker	RFG Advisory	Bank of America Merrill Lynch	$30	10-26-2018
Gordon Nearing, Pamela Dallas	RBC Wealth Management	Bank of America Merrill Lynch	$230	10-18-2018
Nick Ciriello, Elizabeth Zimmer	RBC Wealth Management	Bank of America Merrill Lynch	$550	10-12-2018
Jamie Schade, Mark Henestofel	UBS Financial Services	Bank of America Merrill Lynch	$500	10-05-2018
Christian Conroy	Morgan Stanley Wealth Management	Bank of America Merrill Lynch	$0	10-05-2018
Gregory Chevrier, Walter Grubbs	Morgan Stanley Wealth Management	Bank of America Merrill Lynch	$0	10-05-2018
Martin Rice Beau Barrett	David A. Noyes	Bank of America Merrill Lynch	$240	09-28-2018
Patrick Strehl	Stifel Nicolaus & Co.	Bank of America Merrill Lynch	$169	09-04-2018
Jason Hostetler, Tina Migge	Stratos Wealth Alliance	Bank of America Merrill Lynch	$150	08-30-2018
Michael Feller	Stratos Wealth Alliance	Bank of America Merrill Lynch	$170	08-30-2018
David Patton, Miles O	Raymond James	Bank of America Merrill Lynch	$235	08-20-2018
Michael Kernicky, Michael J. Kernicky, John Kernicky	Janney Montgomery Scott	Bank of America Merrill Lynch	$235	08-20-2018
Michael Henley, Steve Macano, Tracy B. McGuire	Purshe Kaplan Sterling Investments	Bank of America Merrill Lynch	$0	07-27-2018

Showing 1 to 25 of 450 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.