Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Ronald H. Holmes, Whitney E. Riley | Janney Montgomery Scott | Bank of America Merrill Lynch | $200 | 11-30-2018 |
| Joseph Gronwald, Ryan Katahara, David Nakamoto | Ameriprise Financial | Bank of America Merrill Lynch | $188 | 11-29-2018 |
| Rick McDonald | Viridian Advisors | Bank of America Merrill Lynch | $0 | 11-13-2018 |
| Lawrence McDonnell, Frank McDonnell | Raymond James | Bank of America Merrill Lynch | $0 | 11-09-2018 |
| Neil Abney, Trisha Abney | Ameriprise Financial | Bank of America Merrill Lynch | $100 | 11-05-2018 |
| Dan Dwyer | First Republic Securities | Bank of America Merrill Lynch | $160 | 11-02-2018 |
| Chris Buccheri, Dave Harris | Stifel Nicolaus & Co. | Bank of America Merrill Lynch | $330 | 11-01-2018 |
| Gary Pace, Joshua Pace | First Republic Securities | Bank of America Merrill Lynch | $180 | 10-26-2018 |
| Lee Crocker | RFG Advisory | Bank of America Merrill Lynch | $30 | 10-26-2018 |
| Gordon Nearing, Pamela Dallas | RBC Wealth Management | Bank of America Merrill Lynch | $230 | 10-18-2018 |
| Nick Ciriello, Elizabeth Zimmer | RBC Wealth Management | Bank of America Merrill Lynch | $550 | 10-12-2018 |
| Jamie Schade, Mark Henestofel | UBS Financial Services | Bank of America Merrill Lynch | $500 | 10-05-2018 |
| Christian Conroy | Morgan Stanley Wealth Management | Bank of America Merrill Lynch | $0 | 10-05-2018 |
| Gregory Chevrier, Walter Grubbs | Morgan Stanley Wealth Management | Bank of America Merrill Lynch | $0 | 10-05-2018 |
| Martin Rice Beau Barrett | David A. Noyes | Bank of America Merrill Lynch | $240 | 09-28-2018 |
| Patrick Strehl | Stifel Nicolaus & Co. | Bank of America Merrill Lynch | $169 | 09-04-2018 |
| Jason Hostetler, Tina Migge | Stratos Wealth Alliance | Bank of America Merrill Lynch | $150 | 08-30-2018 |
| Michael Feller | Stratos Wealth Alliance | Bank of America Merrill Lynch | $170 | 08-30-2018 |
| David Patton, Miles O | Raymond James | Bank of America Merrill Lynch | $235 | 08-20-2018 |
| Michael Kernicky, Michael J. Kernicky, John Kernicky | Janney Montgomery Scott | Bank of America Merrill Lynch | $235 | 08-20-2018 |
| Michael Henley, Steve Macano, Tracy B. McGuire | Purshe Kaplan Sterling Investments | Bank of America Merrill Lynch | $0 | 07-27-2018 |
| Sam Hodgson | First Republic Securities | Bank of America Merrill Lynch | $650 | 07-27-2018 |
| Barbara Hughes | Stifel Nicolaus & Co. | Bank of America Merrill Lynch | $60 | 07-16-2018 |
| Howard Ashlock, Ashlee Ashlock | Stifel Nicolaus & Co. | Bank of America Merrill Lynch | $160 | 06-25-2018 |
| Don Bescher | BB&T | Bank of America Merrill Lynch | $386 | 06-21-2018 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
