Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q2 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Grayson Hopper | Stifel Nicolaus & Co. | Bank of America Merrill Lynch | $74 | 03-01-2019 |
| Doug Haskin | Wells Fargo Advisors | Bank of America Merrill Lynch | $66 | 02-01-2019 |
| Joseph Crespi | Stifel Nicolaus & Co. | Bank of America Merrill Lynch | $206 | 12-14-2018 |
| Ronald H. Holmes, Whitney E. Riley | Janney Montgomery Scott | Bank of America Merrill Lynch | $200 | 11-30-2018 |
| Rick McDonald | Viridian Advisors | Bank of America Merrill Lynch | — | 11-13-2018 |
| Lawrence McDonnell, Frank McDonnell | Raymond James | Bank of America Merrill Lynch | — | 11-09-2018 |
| Dan Dwyer | First Republic Securities | Bank of America Merrill Lynch | $160 | 11-02-2018 |
| Chris Buccheri, Dave Harris | Stifel Nicolaus & Co. | Bank of America Merrill Lynch | $330 | 11-01-2018 |
| Gary Pace, Joshua Pace | First Republic Securities | Bank of America Merrill Lynch | $180 | 10-26-2018 |
| Lee Crocker | RFG Advisory | Bank of America Merrill Lynch | $30 | 10-26-2018 |
| Gordon Nearing, Pamela Dallas | RBC Wealth Management | Bank of America Merrill Lynch | $230 | 10-18-2018 |
| Nick Ciriello, Elizabeth Zimmer | RBC Wealth Management | Bank of America Merrill Lynch | $550 | 10-12-2018 |
| Joseph Gronwald, Ryan Katahara, David Nakamoto | Ameriprise Financial | Bank of America Merrill Lynch | $188 | 10-05-2018 |
| Christian Conroy | Morgan Stanley Wealth Management | Bank of America Merrill Lynch | — | 10-05-2018 |
| Gregory Chevrier, Walter Grubbs | Morgan Stanley Wealth Management | Bank of America Merrill Lynch | — | 10-05-2018 |
| Jamie Schade, Mark Henestofel | UBS Financial Services | Bank of America Merrill Lynch | $500 | 10-05-2018 |
| Martin Rice Beau Barrett | David A. Noyes | Bank of America Merrill Lynch | $240 | 09-28-2018 |
| John "Quint" Andrews | Raymond James | Bank of America Merrill Lynch | $110 | 09-25-2018 |
| Neil Abney, Trisha Abney | Ameriprise Financial | Bank of America Merrill Lynch | $100 | 09-14-2018 |
| Patrick Strehl | Stifel Nicolaus & Co. | Bank of America Merrill Lynch | $169 | 09-04-2018 |
| Jason Hostetler, Tina Migge | Stratos Wealth Alliance | Bank of America Merrill Lynch | $150 | 08-30-2018 |
| Michael Feller | Stratos Wealth Alliance | Bank of America Merrill Lynch | $170 | 08-30-2018 |
| David Patton, Miles O’Mailia, Theresa Cooper | Raymond James | Bank of America Merrill Lynch | $235 | 08-20-2018 |
| Michael Kernicky, Michael J. Kernicky, John Kernicky | Janney Montgomery Scott | Bank of America Merrill Lynch | $235 | 08-20-2018 |
| Michael Henley, Steve Macano, Tracy B. McGuire | Purshe Kaplan Sterling Investments | Bank of America Merrill Lynch | — | 07-27-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.
